Westside Investment Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Westside Investment Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-10,000	Closed	-$191K	–	815
2022 Q2	$191K	Hold	10,000	–	–	0.43%	52
2022 Q1	$191K	Hold	10,000	–	–	0.42%	55
2021 Q4	$206K	Hold	10,000	–	–	0.47%	49
2021 Q3	$206K	Hold	10,000	–	–	0.47%	48
2021 Q2	$206K	Hold	10,000	–	–	0.48%	51
2021 Q1	$202K	Buy	+10,000	New	+$202K	0.53%	47
2018 Q4	–	Sell	-700	Closed	-$38.8K	–	738
2018 Q3	$38.8K	Sell	700 -1,200	-63%	-$23K	0.01%	279
2018 Q2	$36.3K	Hold	1,900	–	–	0.01%	323
2018 Q1	$37K	Hold	1,900	–	–	0.02%	306
2017 Q4	$38.1K	Hold	1,900	–	–	0.02%	309
2017 Q3	$38.1K	Hold	1,900	–	–	0.02%	294
2017 Q2	$38.1K	Buy	+1,900	New	+$37.6K	0.02%	290

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Westside Investment Management's FPE Position: Q3 2022 in Review

Westside Investment Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q3 2022, closing a stake of 10,000 shares — an estimated $191K sold.

Westside Investment Management first reported a position in FPE in Q2 2017 and held it in 12 quarters. The position peaked at $206K in Q2 2021. 401 funds tracked by Wall St. Rank hold FPE as of Q3 2022.

Westside Investment Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q3 2022 after selling out during the quarter.
Westside Investment Management sold 10,000 First Trust Preferred Securities and Income ETF shares in Q3 2022, an estimated $191K.
Westside Investment Management first reported a position in First Trust Preferred Securities and Income ETF in Q2 2017 and held it in 12 quarters.
Westside Investment Management's First Trust Preferred Securities and Income ETF position peaked at $206K in Q2 2021.
401 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2022.

Based on Westside Investment Management's 13F filing for Q3 2022, filed 9 Nov 2022.