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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$26.2M +$2.57M +60,602 +11%
Morgan Stanley
2
Morgan Stanley
New York
$22.6M +$2.15M +50,647 +11%
CWM
3
Cornerstone Wealth Management
Missouri
$14.9M +$26.8M +631,485 +4,243%
Bank of America
4
Bank of America
North Carolina
$12.9M +$3.88M +91,545 +45%
RJA
5
Raymond James & Associates
Florida
$10.4M +$5.38M +126,700 +111%
LPL Financial
6
LPL Financial
California
$8.85M +$3.4M +80,034 +64%
FAIM
7
Financial Advocates Investment Management
Washington
$7.24M +$38.8K +914 +0.6%
UBS Group
8
UBS Group
Switzerland
$3.49M +$137K +3,237 +4%
CCA
9
Clearwater Capital Advisors
Illinois
$3.02M -$61.3K -1,445 -2%
FAAS
10
First Allied Advisory Services
California
$2.95M +$1.45M +34,084 +101%
KIA
11
KCM Investment Advisors
California
$2.86M +$56.2K +1,325 +2%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$2.06M +$39.6K +933 +2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.94M +$619K +14,581 +48%
LA
14
LexAurum Advisors
Kansas
$1.61M +$107K +2,517 +7%
MWM
15
Merriman Wealth Management
Washington
$1.43M +$1.4M +33,073 New
KWM
16
Kingsview Wealth Management
Oregon
$1.39M – – –
HighTower Advisors
17
HighTower Advisors
Illinois
$1.06M -$2.29K -54 -0.2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$954K +$137K +3,232 +17%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$915K -$599K -14,125 -40%
MML Investors Services
20
MML Investors Services
Massachusetts
$695K -$65.5K -1,544 -9%
TWM
21
Titus Wealth Management
California
$659K +$297K +7,003 +85%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$564K – – –
CAN
23
Cetera Advisor Networks
California
$528K +$122K +2,867 +31%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$495K -$19.2K -453 -4%
AG
25
Advisor Group
Arizona
$458K +$382K +9,011 +578%
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