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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$45.5M +$7.19M +97,525 +18%
LPL Financial
2
LPL Financial
California
$41.2M +$3.11M +42,132 +8%
Morgan Stanley
3
Morgan Stanley
New York
$33.7M +$4.66M +63,215 +16%
UBS Group
4
UBS Group
Switzerland
$28.5M +$73.1K +991 +0.3%
JAWM
5
J. Arnold Wealth Management
Ohio
$17.2M +$657K +8,913 +4%
SL
6
Savior LLC
Massachusetts
$10.9M +$237K +3,216 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$8.36M -$839K -11,381 -9%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$7.35M +$6.3M +85,388 +507%
AOG
9
Alpha Omega Group
Virginia
$6.95M -$70.5K -956 -1%
PAG
10
Private Advisor Group
New Jersey
$6.02M +$2M +27,178 +48%
First Trust Advisors
11
First Trust Advisors
Illinois
$6.01M +$6.17M +83,612 New
RJA
12
Raymond James & Associates
Florida
$5.89M -$73.4K -996 -1%
CAG
13
Csenge Advisory Group
Florida
$5.58M +$90.7K +1,230 +2%
VRM
14
Vectors Research Management
New York
$4.88M +$565K +7,656 +13%
HC
15
HNP Capital
New York
$4.82M +$499K +6,766 +11%
GIA
16
Gladstone Institutional Advisory
Florida
$4.68M +$2.05M +27,830 +75%
KAS
17
Kestra Advisory Services
Texas
$3.65M +$232K +3,152 +7%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.39M -$290K -3,927 -8%
KIA
19
KCM Investment Advisors
California
$3.15M -$14.7K -200 -0.5%
KWM
20
Kingsview Wealth Management
Oregon
$3.07M +$193K +2,614 +7%
SWP
21
Stratos Wealth Partners
Ohio
$2.98M -$29.7K -403 -1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.84M +$6.12K +83 +0.2%
PWM
23
Purus Wealth Management
California
$2.8M -$109K -1,478 -4%
Citadel Advisors
24
Citadel Advisors
Florida
$2.75M +$2.59M +35,060 +1,070%
Stifel Financial
25
Stifel Financial
Missouri
$2.54M +$395K +5,353 +18%
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