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First Trust Mid Cap Growth AlphaDEX Fund

FNY

Market cap $583M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$5.22M	+$2.48M	+93,325	+101%
2	2 Wells Fargo San Francisco, California	$3.65M	+$95.7K	+3,600	+3%
3	3 Goldman Sachs New York	$1.93M	-$26.2K	-985	-1%
4	U 4 UBS Zurich, Switzerland	$1.19M	+$869K	+32,711	+342%
5	VFS 5 VSR Financial Services Overland Park, Kansas	$991K	+$938K	+35,318	New
6	6 Susquehanna International Group Bala Cynwyd, Pennsylvania	$843K	+$798K	+30,022	New
7	7 Bank of America Charlotte, North Carolina	$742K	-$722K	-27,177	-51%
8	TT 8 Tower Trust Fort Wayne, Indiana	$691K	+$654K	+24,610	New
9	9 LPL Financial San Diego, California	$624K	+$25.3K	+952	+4%
10	10 Royal Bank of Canada Toronto, Ontario, Canada	$412K	+$146K	+5,491	+60%
11	PAG 11 Private Advisor Group Morristown, New Jersey	$403K	+$382K	+14,364	New
12	KIA 12 KCM Investment Advisors Greenbrae, California	$243K	+$230K	+8,665	New
13	WA 13 WFG Advisors Dallas, Texas	$42K	–	–	–
14	14 Ameriprise Minneapolis, Minnesota	$33K	-$5.31K	-200	-15%
15	AIG 15 American International Group New York	$7.04K	+$6.67K	+251	New