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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$44.5M -$92.2K -1,316 -0.2%
LPL Financial
2
LPL Financial
California
$36.4M -$5.53M -78,998 -14%
Morgan Stanley
3
Morgan Stanley
New York
$27.1M -$26.3M -376,135 -51%
UBS Group
4
UBS Group
Switzerland
$24.1M +$219K +3,127 +1%
NA
5
NewEdge Advisors
Louisiana
$12.3M +$341K +4,874 +3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6M -$361K -5,161 -6%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$5.41M +$970K +13,854 +24%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$5.06M -$588K -8,391 -11%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.15M -$402K -5,744 -9%
Goldman Sachs
10
Goldman Sachs
New York
$3.78M – – –
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$3.55M +$493K +7,036 +18%
PAG
12
Private Advisor Group
New Jersey
$3.45M +$420 +6 +0%
CA
13
Cetera Advisors
Colorado
$3.33M +$3.09M +44,098 New
KWM
14
Kingsview Wealth Management
Oregon
$3.32M +$180K +2,567 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.01M -$188K -2,689 -6%
KIA
16
KCM Investment Advisors
California
$2.92M -$70K -1,000 -3%
WMP
17
Wealth Management Partners
Arizona
$2.71M -$79.1K -1,129 -3%
AWS
18
Atria Wealth Solutions
New York
$2.53M +$545K +7,783 +30%
KAS
19
Kestra Advisory Services
Texas
$2.45M +$280K +4,002 +14%
Stifel Financial
20
Stifel Financial
Missouri
$2.35M +$239K +3,412 +12%
PWA
21
PCG Wealth Advisors
Kansas
$2.09M +$1.94M +27,699 New
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$1.76M +$234K +3,347 +17%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.56M +$271K +3,870 +23%
EH
24
Equitable Holdings
New York
$1.4M +$39.8K +569 +3%
MIM
25
MTM Investment Management
South Carolina
$1.37M -$31.5K -450 -2%
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