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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Koshinski Asset Management
1
Koshinski Asset Management
Illinois
$222M -$4.14K -50 -2%
Wells Fargo
2
Wells Fargo
California
$46M -$4.17M -50,320 -8%
LPL Financial
3
LPL Financial
California
$45.6M +$5.03M +60,713 +12%
Morgan Stanley
4
Morgan Stanley
New York
$29.6M +$2.98M +35,969 +11%
NA
5
NewEdge Advisors
Louisiana
$16.8M -$278K -3,354 -2%
Raymond James Financial
6
Raymond James Financial
Florida
$14.2M +$14.7M +177,072 New
UBS Group
7
UBS Group
Switzerland
$13.8M +$11.4K +138 +0.1%
P
8
&Partners
Tennessee
$12.2M +$1.35M +16,262 +12%
Osaic Holdings
9
Osaic Holdings
Arizona
$7.87M -$220K -2,651 -3%
KWM
10
Kingsview Wealth Management
Oregon
$6.53M -$727K -8,776 -10%
BEI
11
Benjamin Edwards Inc
Missouri
$5.34M -$247K -2,981 -4%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$4.09M +$836K +10,081 +25%
Goldman Sachs
13
Goldman Sachs
New York
$4M – – –
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$3.72M +$3.04M +36,712 +375%
PAG
15
Private Advisor Group
New Jersey
$3.57M -$51.7K -624 -1%
KIA
16
KCM Investment Advisors
California
$3.07M +$57K +688 +2%
WMP
17
Wealth Management Partners
Arizona
$2.87M +$17.2K +207 +0.6%
Stifel Financial
18
Stifel Financial
Missouri
$2.71M -$491K -5,918 -15%
AWS
19
Atria Wealth Solutions
New York
$2.34M -$139K -1,681 -5%
Wealth Enhancement Advisory Services
20
Wealth Enhancement Advisory Services
Minnesota
$2.18M +$128K +1,539 +6%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.11M +$617K +7,441 +39%
KAS
22
Kestra Advisory Services
Texas
$1.93M +$273K +3,294 +16%
PWA
23
PCG Wealth Advisors
Kansas
$1.78M +$118K +1,428 +7%
GRP
24
Global Retirement Partners
California
$1.77M +$181K +2,179 +11%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.66M +$180K +2,172 +12%
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