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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.2M +$1.61M +41,965 +9%
Wells Fargo
2
Wells Fargo
California
$14M +$336K +8,779 +3%
Bank of America
3
Bank of America
North Carolina
$7.9M +$35.6K +930 +0.5%
FAIM
4
Financial Advocates Investment Management
Washington
$6.62M +$6.46M +168,832 New
LPL Financial
5
LPL Financial
California
$4.64M -$213K -5,567 -4%
RJA
6
Raymond James & Associates
Florida
$3.15M +$321K +8,382 +12%
CCA
7
Clearwater Capital Advisors
Illinois
$2.89M -$144K -3,775 -5%
KIA
8
KCM Investment Advisors
California
$2.43M -$19.1K -500 -0.8%
UBS Group
9
UBS Group
Switzerland
$1.99M +$32.6K +852 +2%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.56M -$25.1K -655 -2%
FAAS
11
First Allied Advisory Services
California
$1.27M +$1.24M +32,424 New
KWM
12
Kingsview Wealth Management
Oregon
$1.26M +$102K +2,671 +9%
LA
13
LexAurum Advisors
Kansas
$1.25M +$1.17M +30,585 New
HighTower Advisors
14
HighTower Advisors
Illinois
$959K +$12.1K +316 +1%
MML Investors Services
15
MML Investors Services
Massachusetts
$938K +$31.7K +829 +4%
IWM
16
IHT Wealth Management
Illinois
$816K +$772K +20,184 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$743K +$7.42K +194 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$699K +$995 +26 +0.1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$536K +$689 +18 +0.1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$483K -$72.6K -1,896 -13%
LI
21
LVZ Inc
Michigan
$394K +$31.8K +830 +9%
CS
22
Credit Suisse
Switzerland
$382K -$233K -6,089 -38%
CWM
23
Cornerstone Wealth Management
Missouri
$376K +$5.82K +152 +2%
CAN
24
Cetera Advisor Networks
California
$370K +$362K +9,452 New
SWP
25
Stratos Wealth Partners
Ohio
$322K -$3.29K -86 -1%
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