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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M +$716K +23,362 +7%
Wells Fargo
2
Wells Fargo
California
$8.32M -$6.59M -215,087 -45%
LPL Financial
3
LPL Financial
California
$3.42M -$284K -9,272 -8%
CCA
4
Clearwater Capital Advisors
Illinois
$2.48M +$51.1K +1,668 +2%
RJA
5
Raymond James & Associates
Florida
$2.36M +$931K +30,375 +68%
KIA
6
KCM Investment Advisors
California
$1.97M +$233K +7,590 +14%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.81M +$431K +14,077 +32%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.76M +$261K +8,517 +18%
Bank of America
9
Bank of America
North Carolina
$1.59M +$158K +5,170 +11%
CS
10
Credit Suisse
Switzerland
$1.51M +$1.14M +37,222 +337%
Jane Street
11
Jane Street
New York
$1.47M +$1.43M +46,699 New
UBS Group
12
UBS Group
Switzerland
$1.2M +$186K +6,076 +19%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$636K +$1.96K +64 +0.3%
HighTower Advisors
14
HighTower Advisors
Illinois
$617K +$3.13K +102 +0.5%
MFS
15
MSI Financial Services
Massachusetts
$532K +$179K +5,826 +52%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$452K -$10.9K -355 -2%
Goldman Sachs
17
Goldman Sachs
New York
$348K -$18.1K -591 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$325K +$37.5K +1,224 +13%
CWM
19
Cornerstone Wealth Management
Missouri
$319K
ONB
20
Old National Bancorp
Indiana
$298K
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$263K +$3.06K +100 +1%
SWP
22
Stratos Wealth Partners
Ohio
$235K +$229K +7,473 New
IA
23
IFP Advisors
Florida
$193K -$24.2K -789 -11%
WA
24
WFG Advisors
Texas
$160K -$12.1K -396 -7%
DADC
25
D.A. Davidson & Co
Montana
$107K +$37.5K +1,223 +56%