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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$48.5M +$5.13M +70,229 +12%
LPL Financial
2
LPL Financial
California
$38.4M +$2.94M +40,280 +8%
Morgan Stanley
3
Morgan Stanley
New York
$24M -$2.37M -32,422 -9%
UBS Group
4
UBS Group
Switzerland
$23.4M -$78.9K -1,081 -0.3%
NA
5
NewEdge Advisors
Louisiana
$12M +$12.7K +174 +0.1%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.32M +$3.45M +47,318 +60%
Osaic Holdings
7
Osaic Holdings
Arizona
$8.19M +$4.12M +56,393 +103%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$5.98M +$4.96M +68,003 +514%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$5.39M +$120K +1,639 +2%
SWP
10
Stratos Wealth Partners
Ohio
$4.01M +$3.46M +47,448 +677%
Goldman Sachs
11
Goldman Sachs
New York
$3.68M
RJA
12
Raymond James & Associates
Florida
$3.38M +$2.39M +32,782 +248%
PAG
13
Private Advisor Group
New Jersey
$3.35M -$9.56K -131 -0.3%
KWM
14
Kingsview Wealth Management
Oregon
$3.21M -$20.8K -285 -0.6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.91M -$23.4K -321 -0.8%
KIA
16
KCM Investment Advisors
California
$2.85M +$5.84K +80 +0.2%
WMP
17
Wealth Management Partners
Arizona
$2.64M +$5.98K +82 +0.2%
KAS
18
Kestra Advisory Services
Texas
$2.4M +$14.4K +197 +0.6%
AWS
19
Atria Wealth Solutions
New York
$2.31M -$155K -2,123 -6%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.92M -$2.98M -40,801 -61%
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$1.68M -$31.7K -434 -2%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.67M -$1.77M -24,265 -52%
PWA
23
PCG Wealth Advisors
Kansas
$1.59M -$447K -6,125 -22%
GRP
24
Global Retirement Partners
California
$1.49M +$874K +11,974 +145%
EH
25
Equitable Holdings
New York
$1.35M -$14.6K -200 -1%