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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$40.3M -$4.22M -60,101 -10%
LPL Financial
2
LPL Financial
California
$40M -$833K -11,870 -2%
Morgan Stanley
3
Morgan Stanley
New York
$30.6M -$8.95M -127,552 -24%
UBS Group
4
UBS Group
Switzerland
$29.8M -$1.86M -26,486 -6%
JAWM
5
J. Arnold Wealth Management
Ohio
$17.4M +$722K +10,290 +5%
SL
6
Savior LLC
Massachusetts
$11.1M +$46.6K +664 +0.5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.62M -$701K -9,992 -7%
AOG
8
Alpha Omega Group
Virginia
$7.36M -$6.53M -93,108 -49%
SAM
9
Synergy Asset Management
Washington
$6.3M +$5.87M +83,613 New
RJA
10
Raymond James & Associates
Florida
$6.25M -$311K -4,426 -5%
CAG
11
Csenge Advisory Group
Florida
$5.72M -$2.1K -30 -0%
Osaic Holdings
12
Osaic Holdings
Arizona
$5M -$1.68M -23,983 -27%
SMF
13
Sterling Manor Financial
New York
$4.82M +$4.49M +64,015 New
VRM
14
Vectors Research Management
New York
$4.54M +$897K +12,789 +27%
HC
15
HNP Capital
New York
$4.54M +$1.09M +15,521 +35%
FHC
16
First Heartland Consultants
Missouri
$4.46M -$2.74M -39,078 -40%
PAG
17
Private Advisor Group
New Jersey
$4.26M -$69.3K -988 -2%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.85M +$85.9K +1,224 +2%
KAS
19
Kestra Advisory Services
Texas
$3.59M -$325K -4,626 -9%
KIA
20
KCM Investment Advisors
California
$3.31M -$99.6K -1,420 -3%
SWP
21
Stratos Wealth Partners
Ohio
$3.15M -$88.5K -1,262 -3%
PWM
22
Purus Wealth Management
California
$3.04M +$54.7K +779 +2%
KWM
23
Kingsview Wealth Management
Oregon
$3.03M +$724K +10,323 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.97M +$173K +2,464 +7%
GIA
25
Gladstone Institutional Advisory
Florida
$2.8M -$73.7K -1,051 -3%
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