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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$22.2M +$7.6M +185,559 +52%
Morgan Stanley
2
Morgan Stanley
New York
$19.2M -$1.86M -45,434 -9%
Bank of America
3
Bank of America
North Carolina
$8.38M +$167K +4,081 +2%
FAIM
4
Financial Advocates Investment Management
Washington
$6.75M -$127K -3,098 -2%
LPL Financial
5
LPL Financial
California
$5.06M +$240K +5,860 +5%
RJA
6
Raymond James & Associates
Florida
$4.64M +$1.37M +33,549 +42%
UBS Group
7
UBS Group
Switzerland
$3.15M +$1.09M +26,568 +52%
CCA
8
Clearwater Capital Advisors
Illinois
$2.9M -$113K -2,750 -4%
KIA
9
KCM Investment Advisors
California
$2.63M +$106K +2,590 +4%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.9M +$283K +6,915 +17%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.44M +$1.44M +35,242 New
LA
12
LexAurum Advisors
Kansas
$1.41M +$162K +3,957 +13%
FAAS
13
First Allied Advisory Services
California
$1.38M +$58.4K +1,426 +4%
KWM
14
Kingsview Wealth Management
Oregon
$1.3M -$1.56K -38 -0.1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.23M +$678K +16,549 +121%
GRP
16
Global Retirement Partners
California
$1.21M +$1.22M +29,732 New
HighTower Advisors
17
HighTower Advisors
Illinois
$998K -$942 -23 -0.1%
IWM
18
IHT Wealth Management
Illinois
$793K -$7.53K -184 -0.9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$765K -$7.29K -178 -0.9%
MML Investors Services
20
MML Investors Services
Massachusetts
$716K -$261K -6,363 -27%
CWM
21
Cornerstone Wealth Management
Missouri
$589K +$231K +5,630 +61%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$530K -$197K -4,823 -27%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$484K -$18.1K -443 -4%
TWM
24
Titus Wealth Management
California
$481K +$336K +8,208 New
Stifel Financial
25
Stifel Financial
Missouri
$406K +$170K +4,145 +72%
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