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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$33M -$413K -6,849 -1%
UBS Group
2
UBS Group
Switzerland
$19.9M -$333K -5,528 -2%
Morgan Stanley
3
Morgan Stanley
New York
$16.7M -$2.08M -34,562 -12%
Wells Fargo
4
Wells Fargo
California
$16.2M +$228K +3,790 +2%
NA
5
NewEdge Advisors
Louisiana
$9.94M +$9.25M +153,461 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$5.66M +$1.31M +21,783 +33%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$4.64M +$42.3K +702 +1%
KWM
8
Kingsview Wealth Management
Oregon
$4.34M -$40.6K -673 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.25M +$744K +12,341 +23%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$3.45M -$3.68K -61 -0.1%
Goldman Sachs
11
Goldman Sachs
New York
$3.24M
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.93M +$2.24M +37,133 +461%
PAG
13
Private Advisor Group
New Jersey
$2.8M -$411K -6,826 -14%
RJA
14
Raymond James & Associates
Florida
$2.78M -$212K -3,513 -8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.68M -$67.1K -1,114 -3%
KIA
16
KCM Investment Advisors
California
$2.57M -$72.3K -1,200 -3%
Stifel Financial
17
Stifel Financial
Missouri
$2.2M +$291K +4,834 +17%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.96M +$112K +1,856 +7%
KAS
19
Kestra Advisory Services
Texas
$1.7M -$106K -1,762 -6%
AWS
20
Atria Wealth Solutions
New York
$1.55M +$42.5K +705 +3%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.43M +$13.8K +229 +1%
MIM
22
MTM Investment Management
South Carolina
$1.2M
EH
23
Equitable Holdings
New York
$1.1M +$92K +1,526 +10%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$1.08M +$42.7K +708 +4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.07M -$388K -6,430 -28%