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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$46.2M -$776K -10,391 -2%
LPL Financial
2
LPL Financial
California
$43.2M +$650K +8,714 +2%
Morgan Stanley
3
Morgan Stanley
New York
$30.1M -$4.72M -63,268 -13%
UBS Group
4
UBS Group
Switzerland
$30M +$591K +7,921 +2%
GAG
5
GM Advisory Group
New York
$24.5M +$24.6M +330,046 New
SL
6
Savior LLC
Massachusetts
$11.6M +$382K +5,124 +3%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$8.02M +$438K +5,873 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.98M -$649K -8,699 -7%
SMF
9
Sterling Manor Financial
New York
$7.5M +$7.33M +98,232 +3,447%
AOG
10
Alpha Omega Group
Virginia
$7.06M -$112K -1,504 -2%
First Trust Advisors
11
First Trust Advisors
Illinois
$6.44M +$235K +3,150 +4%
RJA
12
Raymond James & Associates
Florida
$6.02M -$53.4K -715 -0.9%
CAG
13
Csenge Advisory Group
Florida
$5.72M -$91.8K -1,230 -2%
VRM
14
Vectors Research Management
New York
$5.43M +$396K +5,310 +8%
HC
15
HNP Capital
New York
$5.36M +$393K +5,267 +8%
PAG
16
Private Advisor Group
New Jersey
$4.93M -$1.29M -17,238 -21%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$3.52M +$23.1K +310 +0.7%
KAS
18
Kestra Advisory Services
Texas
$3.34M -$423K -5,672 -11%
KWM
19
Kingsview Wealth Management
Oregon
$3.33M +$165K +2,213 +5%
Stifel Financial
20
Stifel Financial
Missouri
$3.23M +$612K +8,198 +23%
KIA
21
KCM Investment Advisors
California
$3.15M -$101K -1,357 -3%
SWP
22
Stratos Wealth Partners
Ohio
$2.98M -$94.2K -1,262 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.91M -$18.7K -250 -0.6%
GIA
24
Gladstone Institutional Advisory
Florida
$2.56M -$2.27M -30,446 -47%
Goldman Sachs
25
Goldman Sachs
New York
$2.35M