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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$24.4M +$34.9K +593 +0.1%
Wells Fargo
2
Wells Fargo
California
$18.3M -$1.72M -29,191 -8%
UBS Group
3
UBS Group
Switzerland
$17.1M +$155K +2,633 +0.8%
Morgan Stanley
4
Morgan Stanley
New York
$16M +$561K +9,536 +3%
SL
5
Savior LLC
Massachusetts
$8.98M +$42.6K +725 +0.4%
JAWM
6
J. Arnold Wealth Management
Ohio
$8.76M +$9.63M +163,728 New
AOG
7
Alpha Omega Group
Virginia
$5.25M -$74.9K -1,273 -1%
PAG
8
Private Advisor Group
New Jersey
$3.92M -$50.5K -859 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$3.66M +$189K +3,219 +5%
KWM
10
Kingsview Wealth Management
Oregon
$3.34M +$347K +5,899 +10%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.3M +$63.9K +1,086 +2%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.85M -$77.8K -1,323 -2%
Goldman Sachs
13
Goldman Sachs
New York
$2.68M – – –
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.53M -$58.9K -1,002 -2%
KIA
15
KCM Investment Advisors
California
$2.17M -$32.3K -550 -1%
Stifel Financial
16
Stifel Financial
Missouri
$2.02M -$30.9K -526 -1%
KAS
17
Kestra Advisory Services
Texas
$2M +$142K +2,410 +7%
Citadel Advisors
18
Citadel Advisors
Florida
$1.75M -$167K -2,834 -8%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.66M +$396K +6,729 +28%
PWM
20
Purus Wealth Management
California
$1.31M -$1.41K -24 -0.1%
IAIM
21
International Assets Investment Management
Florida
$1.09M +$1.59M +27,048 New
MIM
22
MTM Investment Management
South Carolina
$1.04M -$5.88K -100 -0.5%
AWS
23
Atria Wealth Solutions
New York
$1.02M -$12.2K -208 -1%
RJA
24
Raymond James & Associates
Florida
$928K -$470 -8 -0%
Mariner
25
Mariner
Kansas
$855K +$298K +5,075 +47%
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