Merriman Wealth Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Merriman Wealth Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-33,527	Closed	-$1.55M	–	184
2018 Q3	$1.55M	Buy	33,527 +454	+1%	+$20.6K	0.33%	51
2018 Q2	$1.43M	Buy	+33,073	New	+$1.4M	0.33%	52

Other funds holding FNY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.16B AUM 29.04% 1-Year Est. Return

Merriman Wealth Management's FNY Position: Q4 2018 in Review

Merriman Wealth Management sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2018, closing a stake of 33,527 shares — an estimated $1.55M sold.

Merriman Wealth Management first reported a position in FNY in Q2 2018 and held it in 2 quarters. The position peaked at $1.55M in Q3 2018. 55 funds tracked by Wall St. Rank hold FNY as of Q4 2018.

Merriman Wealth Management reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Merriman Wealth Management sold 33,527 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2018, an estimated $1.55M.
Merriman Wealth Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2018 and held it in 2 quarters.
Merriman Wealth Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.55M in Q3 2018.
55 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2018.

Based on Merriman Wealth Management's 13F filing for Q4 2018, filed 28 Jan 2019.