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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$425K +$87.2K +1,750 +26%
SS
27
Simplicity Solutions
Minnesota
$333K +$36.8K +738 +12%
DADC
28
D.A. Davidson & Co
Montana
$315K +$93.7K +1,880 +42%
AI
29
Atria Investments
North Carolina
$295K +$14.6K +294 +5%
BRWA
30
B. Riley Wealth Advisors
Florida
$287K +$60.4K +1,212 +27%
CAM
31
Concorde Asset Management
Michigan
$281K +$23.2K +465 +9%
WP
32
WealthShield Partners
North Carolina
$277K
SHIM
33
Stone House Investment Management
Pennsylvania
$272K -$8.42K -169 -3%
UBS Group
34
UBS Group
Switzerland
$241K +$242K +4,853 New
MML Investors Services
35
MML Investors Services
Massachusetts
$205K -$1.21M -24,308 -86%
FAIM
36
Financial Advocates Investment Management
Washington
$202K +$202K +4,064 New
OIA
37
OneDigital Investment Advisors
Kansas
$149K +$99.6K +2,000 +200%
Wells Fargo
38
Wells Fargo
California
$97K +$97.8K +1,962 New
SWP
39
Stratos Wealth Partners
Ohio
$53K +$1.54K +31 +3%
WAP
40
Wealthcare Advisory Partners
Pennsylvania
$40K +$299 +6 +0.7%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$18K +$100 +2 +0.6%
MOS
42
MGO One Seven
Ohio
$12K
TRCT
43
Tower Research Capital (TRC)
New York
$12K +$11.9K +238 New
BFEC
44
Benjamin F. Edwards & Company
Missouri
$8K -$2.18M -43,806 -100%
GI
45
Gradient Investments
Minnesota
$3K +$3.04K +61 New
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$2K
JP Morgan Chase
47
JP Morgan Chase
New York
$1K -$2.06M -41,399 -100%
SI
48
SII Investments
Wisconsin
-$5.87M -115,607 Closed
IH
49
IFC Holdings
Florida
-$2.57M -50,610 Closed
LWAC
50
Laurel Wealth Advisors (California)
California
-$1.36M -26,906 Closed