B. Riley Wealth Advisors’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-7,492	Closed	-$338K	–	1190
2024 Q3	$338K	Sell	7,492 -19,296	-72%	-$860K	0.01%	901
2024 Q2	$1.15M	Sell	26,788 -64,365	-71%	-$2.76M	0.03%	489
2024 Q1	$3.83M	Buy	91,153 +35,215	+63%	+$1.54M	0.1%	197
2023 Q4	$2.5M	Sell	55,938 -35,215	-39%	-$1.5M	0.07%	300
2023 Q3	$3.83M	Buy	91,153 +31,999	+54%	+$1.39M	0.1%	197
2023 Q2	$2.61M	Buy	59,154 +15,203	+35%	+$681K	0.06%	301
2023 Q1	$1.98M	Buy	43,951 +21,971	+100%	+$985K	0.05%	347
2022 Q4	$965K	Buy	21,980 +4,661	+27%	+$203K	0.03%	551
2022 Q3	$755K	Buy	17,319 +10,799	+166%	+$499K	0.02%	601
2022 Q2	$303K	Buy	6,520 +19	+0.3%	+$899	0.01%	876
2022 Q1	$323K	Sell	6,501 -4,035	-38%	-$207K	0.01%	977
2021 Q4	$561K	Sell	10,536 -2,499	-19%	-$133K	0.02%	749
2021 Q3	$698K	Buy	13,035 +3,099	+31%	+$167K	0.02%	646
2021 Q2	$533K	Sell	9,936 -1,639	-14%	-$87.4K	0.02%	740
2021 Q1	$612K	Buy	11,575 +615	+6%	+$33.1K	0.02%	644
2020 Q4	$600K	Buy	10,960 +1,736	+19%	+$95.6K	0.03%	474
2020 Q3	$508K	Sell	9,224 -5,012	-35%	-$277K	0.03%	523
2020 Q2	$780K	Buy	14,236 +1,251	+10%	+$67.6K	0.05%	328
2020 Q1	$685K	Buy	12,985 +3,838	+42%	+$201K	0.06%	311
2019 Q4	$474K	Sell	9,147 -1,263	-12%	-$66.2K	0.04%	451
2019 Q3	$549K	Buy	10,410 +965	+10%	+$50.5K	0.05%	384
2019 Q2	$490K	Buy	9,445 +3,050	+48%	+$155K	0.05%	383
2019 Q1	$324K	Buy	6,395 +120	+2%	+$5.98K	0.04%	463
2018 Q4	$310K	Sell	6,275 -13	-0.2%	-$634	0.04%	421
2018 Q3	$309K	Buy	6,288 +244	+4%	+$12K	0.04%	489
2018 Q2	$298K	Buy	6,044 +274	+5%	+$13.5K	0.04%	466
2018 Q1	$287K	Buy	5,770 +1,212	+27%	+$60.4K	0.04%	469
2017 Q4	$232K	Buy	+4,558	New	+$231K	0.03%	535