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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SG
326
StoneX Group
New York
– -$3.01M -67,950 Closed
CWM
327
Collaborative Wealth Management
Florida
– -$609K -13,750 Closed
EGM
328
Engineers Gate Manager
New York
– -$574K -12,951 Closed
DAS
329
Dynamic Advisor Solutions
Arizona
– -$445K -10,030 Closed
Millennium Management
330
Millennium Management
New York
– -$352K -7,937 Closed
KFGK
331
Keystone Financial Group (Kentucky)
Kentucky
– -$345K -7,793 Closed
CAPTRUST Financial Advisors
332
CAPTRUST Financial Advisors
North Carolina
– -$297K -6,703 Closed
BCP
333
Blackhawk Capital Partners
Wisconsin
– -$287K -6,486 Closed
MWM
334
Modern Wealth Management
Kansas
– -$274K -6,191 Closed
IA
335
Integrity Alliance
Iowa
– -$257K -5,789 Closed
WFAG
336
Worth Financial Advisory Group
North Carolina
– -$254K -5,722 Closed
HH
337
Hilltop Holdings
Texas
– -$241K -5,431 Closed
SB
338
Strategic Blueprint
Georgia
– -$224K -5,052 Closed
PA
339
Pinnacle Associates
New York
– -$217K -4,905 Closed
Corient Private Wealth
340
Corient Private Wealth
Florida
– -$215K -4,845 Closed
SP
341
Stablepoint Partners
Massachusetts
– -$209K -4,715 Closed
DAS
342
Diversify Advisory Services
Utah
– -$209K -4,713 Closed
BPFA
343
Barnes Pettey Financial Advisors
Mississippi
– -$200K -4,521 Closed
FHC
344
First Horizon Corporation
Tennessee
– -$179K -4,036 Closed
Qube Research & Technologies (QRT)
345
Qube Research & Technologies (QRT)
United Kingdom
– -$170K -3,847 Closed
IIM
346
IFC & Insurance Marketing
California
– -$143K -3,223 Closed
SAG
347
SageView Advisory Group
California
– -$83.4K -1,882 Closed
FHA
348
Flagship Harbor Advisors
Massachusetts
– -$44.9K -1,012 Closed