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Financial Institutions
FISI

128 hedge funds and large institutions have $344M invested in Financial Institutions in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 54 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

2% more funds holding

Funds holding: 125 → 128 (+3)

4% more capital invested

Capital invested by funds: $332M → $344M (+$12M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.08% less ownership

Funds ownership: 71.27% → 71.19% (-0.08%)

Holders
128
Holders Change
+3
Holders Change %
+2.4%
% of All Funds
2.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
54
Reduced
32
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$3.11M
2
BPM
Bowling Portfolio Management
Ohio
+$1.04M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$921K
4
Renaissance Technologies
Renaissance Technologies
New York
+$911K
5
WG
Winton Group
United Kingdom
+$866K

Top Sellers

Rank Fund Capital Flow
1
MCM
Maltese Capital Management
New York
-$4.66M
2
Man Group
Man Group
United Kingdom
-$3.24M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$2.16M
4
USAA
United Services Automobile Association
Texas
-$1.04M
5
SCM
Sterling Capital Management
North Carolina
-$846K
Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
76
AllianceBernstein
Tennessee
$410K +$11.7K +400 +3%
Two Sigma Investments
77
Two Sigma Investments
New York
$396K +$384K +13,122 New
MML Investors Services
78
MML Investors Services
Massachusetts
$380K +$369K +12,606 New
ROC
79
River Oaks Capital
Minnesota
$350K +$340K +11,600 New
RM
80
Resource Management
Louisiana
$330K -$29.3K -1,000 -8%
GCP
81
GSA Capital Partners
United Kingdom
$328K +$14K +478 +5%
Ohio Public Employees Retirement System (OPERS)
82
Ohio Public Employees Retirement System (OPERS)
Ohio
$312K – – –
Squarepoint
83
Squarepoint
New York
$307K +$298K +10,167 New
Manulife (Manufacturers Life Insurance)
84
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$303K – – –
WC
85
Whitney & Co
New York
$303K – – –
AIG
86
American International Group
New York
$295K -$1.99K -68 -0.7%
RJA
87
Raymond James & Associates
Florida
$291K -$31.1K -1,062 -10%
SFM
88
Systematic Financial Management
New Jersey
$277K -$137K -4,660 -34%
CI
89
Cigna Investments
Connecticut
$258K – – –
Barclays
90
Barclays
United Kingdom
$244K -$65.1K -2,223 -22%
FQ
91
First Quadrant
California
$242K -$81.8K -2,791 -26%
VOYA Investment Management
92
VOYA Investment Management
Georgia
$242K -$12.9K -440 -5%
CCM
93
Cutler Capital Management
Massachusetts
$226K +$43.9K +1,500 +25%
Susquehanna International Group
94
Susquehanna International Group
Pennsylvania
$220K +$214K +7,301 New
UBS AM
95
UBS AM
Illinois
$217K – – –
Deutsche Bank
96
Deutsche Bank
Germany
$212K -$750K -25,588 -78%
PAM
97
Panagora Asset Management
Massachusetts
$195K -$37.4K -1,277 -16%
MIM
98
MetLife Investment Management
New Jersey
$195K – – –
SGAM
99
Smith Group Asset Management
Texas
$189K +$183K +6,260 New
BGIM
100
Brandywine Global Investment Management
Pennsylvania
$179K – – –
2 3
4
5 6

FISI Hedge Fund Activity: Q3 2019 in Review

128 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2019, worth a combined $344M — up 3.6% from $332M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FISI positions and 10 closed out — a net gain of 4 holders — while 54 added to existing stakes and 32 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3.11M. The largest seller was Maltese Capital Management, exiting entirely with an estimated $4.66M sold.

  • 128 institutional investors held Financial Institutions (FISI) as of Q3 2019, up from 125 in Q2 2019.
  • Funds reported $344M of Financial Institutions stock for Q3 2019, up 3.6% quarter-over-quarter.
  • 14 funds opened new Financial Institutions positions in Q3 2019 and 10 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2019 was Royce & Associates, an estimated $3.11M added.
  • The largest Financial Institutions seller in Q3 2019 was Maltese Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2019.