We are live on ! Find out more
FISI icon

Financial Institutions

124 hedge funds and large institutions have $359M invested in Financial Institutions in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 46 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

35% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 34

7% more funds holding

Funds holding: 116124 (+8)

1.81% more ownership

Funds ownership: 70.03%71.83% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $367M → $359M (-$7.31M)

Holders
124
Holders Change
+8
Holders Change %
+6.9%
% of All Funds
2.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
46
Reduced
34
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$41M +$1.98M +61,163 +5%
BlackRock
2
BlackRock
New York
$38.5M +$871K +26,922 +2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$21.3M +$226K +6,996 +1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$18.9M -$51.7K -1,600 -0.3%
LSV Asset Management
5
LSV Asset Management
Illinois
$14.8M -$236K -7,293 -2%
CNBT
6
Canandaigua National Bank & Trust
New York
$13.4M -$264K -8,176 -2%
Renaissance Technologies
7
Renaissance Technologies
New York
$12.2M +$2.11M +65,400 +20%
JP Morgan Chase
8
JP Morgan Chase
New York
$11.2M -$17.3K -536 -0.2%
Northern Trust
9
Northern Trust
Illinois
$9.43M -$153K -4,742 -2%
Prudential Financial
10
Prudential Financial
New Jersey
$9.11M -$624K -19,284 -6%
State Street
11
State Street
Massachusetts
$9.02M +$306K +9,472 +3%
Morgan Stanley
12
Morgan Stanley
New York
$7.49M +$4.23M +130,863 +121%
RA
13
Royce & Associates
New York
$6.75M +$6.93M +214,329 +42,191%
BCM
14
BHZ Capital Management
California
$6.53M +$544K +16,831 +9%
AL
15
AJO LP
Pennsylvania
$6.51M -$518K -16,011 -7%
Charles Schwab
16
Charles Schwab
California
$5.91M +$486K +15,041 +9%
FP
17
Foundry Partners
Minnesota
$5.69M -$179K -5,545 -3%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$5.64M +$1.11M +34,180 +23%
AQR Capital Management
19
AQR Capital Management
Connecticut
$5.04M +$448K +13,863 +9%
Man Group
20
Man Group
United Kingdom
$5.03M -$48.5K -1,500 -0.9%
Hotchkis & Wiley Capital Management
21
Hotchkis & Wiley Capital Management
California
$4.62M +$1.31M +40,364 +38%
Millennium Management
22
Millennium Management
New York
$4.04M -$637K -19,690 -13%
BFC
23
Banc Funds Company
Illinois
$4M -$35.6K -1,100 -0.9%
Deutsche Bank
24
Deutsche Bank
Germany
$3.94M +$328K +10,137 +9%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$3.62M +$535K +16,555 +17%

FISI Hedge Fund Activity: Q3 2018 in Review

124 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2018, worth a combined $359M — down 2% from $367M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FISI positions and 11 closed out — a net gain of 8 holders — while 46 added to existing stakes and 34 trimmed.

The largest buyer was Royce & Associates, adding an estimated $6.93M. The largest seller was Basswood Capital Management, exiting entirely with an estimated $12.6M sold.

  • 124 institutional investors held Financial Institutions (FISI) as of Q3 2018, up from 116 in Q2 2018.
  • Funds reported $359M of Financial Institutions stock for Q3 2018, down 2% quarter-over-quarter.
  • 19 funds opened new Financial Institutions positions in Q3 2018 and 11 closed out, a net change of +8 holders.
  • The largest Financial Institutions buyer in Q3 2018 was Royce & Associates, an estimated $6.93M added.
  • The largest Financial Institutions seller in Q3 2018 was Basswood Capital Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2018.