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Financial Institutions

82 hedge funds and large institutions have $253M invested in Financial Institutions in 2016 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

14% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 28

5% more capital invested

Capital invested by funds: $240M → $253M (+$12.8M)

2% less funds holding

Funds holding: 8482 (-2)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

Holders
82
Holders Change
-2
Holders Change %
-2.38%
% of All Funds
2.18%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
13
Increased
32
Reduced
28
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$31.7M +$952K +34,907 +3%
CP
2
Clover Partners
Texas
$23.1M +$1.16M +42,442 +6%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$22.2M +$638K +23,384 +3%
CNBT
4
Canandaigua National Bank & Trust
New York
$16.3M +$245K +8,969 +2%
Vanguard Group
5
Vanguard Group
Pennsylvania
$14.5M +$910K +33,377 +7%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$14.3M +$5.56K +204 +0%
BIT
7
BlackRock Institutional Trust
California
$13.7M -$37.8K -1,386 -0.3%
BFA
8
BlackRock Fund Advisors
California
$10.5M -$192K -7,051 -2%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$10.4M +$9.72M +356,336 New
KCM
10
Kennedy Capital Management
Missouri
$9.94M -$429K -15,736 -4%
LSV Asset Management
11
LSV Asset Management
Illinois
$9.46M -$90K -3,300 -1%
Northern Trust
12
Northern Trust
Illinois
$7.25M +$95.4K +3,498 +1%
State Street
13
State Street
Massachusetts
$6.69M +$40.4K +1,482 +0.6%
JP Morgan Chase
14
JP Morgan Chase
New York
$6.32M -$92.1K -3,375 -2%
AIS
15
AlphaOne Investment Services
Pennsylvania
$4.47M -$352K -12,893 -8%
FP
16
Foundry Partners
Minnesota
$3.88M +$98.2K +3,600 +3%
CIM
17
Calvert Investment Management
Maryland
$3.29M +$1.09M +39,834 +54%
BCM
18
Bridgeway Capital Management
Texas
$3.26M
Prudential Financial
19
Prudential Financial
New Jersey
$3.04M -$510K -18,688 -15%
BFC
20
Banc Funds Company
Illinois
$3M -$300K -11,000 -10%
Renaissance Technologies
21
Renaissance Technologies
New York
$2.62M +$368K +13,500 +18%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$2.55M +$100K +3,666 +4%
BCM
23
Basswood Capital Management
New York
$2.28M +$2.14M +78,277 New
CRC
24
Curi RMB Capital
Illinois
$1.85M +$117K +4,300 +7%
BIM
25
BlackRock Investment Management
Delaware
$1.59M +$1.47K +54 +0.1%

FISI Hedge Fund Activity: Q1 2016 in Review

82 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2016, worth a combined $253M — up 5.3% from $240M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FISI and 13 opened new positions — a net loss of 2 holders — while 28 trimmed existing stakes and 32 added.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $9.72M. The largest seller was Ameriprise, exiting entirely with an estimated $6.42M sold.

  • 82 institutional investors held Financial Institutions (FISI) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $253M of Financial Institutions stock for Q1 2016, up 5.3% quarter-over-quarter.
  • 13 funds opened new Financial Institutions positions in Q1 2016 and 15 closed out, a net change of -2 holders.
  • The largest Financial Institutions buyer in Q1 2016 was Fidelity Investments, an estimated $9.72M added.
  • The largest Financial Institutions seller in Q1 2016 was Ameriprise, an estimated $6.42M sold.

Based on aggregated 13F filings for Q1 2016.