We are live on ! Find out more
FISI icon

Financial Institutions

121 hedge funds and large institutions have $287M invested in Financial Institutions in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 45 increasing their positions, 41 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 41

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.83% less ownership

Funds ownership: 71.83%70.01% (-1.8%)

2% less funds holding

Funds holding: 124121 (-3)

20% less capital invested

Capital invested by funds: $359M → $287M (-$72.6M)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
121
Holders Change
-3
Holders Change %
-2.42%
% of All Funds
2.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
45
Reduced
41
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$34.4M +$881K +31,067 +2%
BlackRock
2
BlackRock
New York
$31.8M +$365K +12,870 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$17.5M +$108K +3,796 +0.6%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$15.5M +$70K +2,467 +0.4%
LSV Asset Management
5
LSV Asset Management
Illinois
$12.1M -$53.9K -1,900 -0.4%
CNBT
6
Canandaigua National Bank & Trust
New York
$10.9M -$63.8K -2,250 -0.5%
Renaissance Technologies
7
Renaissance Technologies
New York
$10.1M +$116K +4,100 +1%
RA
8
Royce & Associates
New York
$9.77M +$4.69M +165,330 +77%
JP Morgan Chase
9
JP Morgan Chase
New York
$9.16M +$31.4K +1,109 +0.3%
Northern Trust
10
Northern Trust
Illinois
$7.68M -$39.8K -1,402 -0.5%
Prudential Financial
11
Prudential Financial
New Jersey
$7.4M -$64.6K -2,277 -0.8%
State Street
12
State Street
Massachusetts
$7.39M -$63.7K -2,247 -0.8%
AL
13
AJO LP
Pennsylvania
$5.44M +$118K +4,149 +2%
BCM
14
BHZ Capital Management
California
$5.34M +$2.1K +74 +0%
Charles Schwab
15
Charles Schwab
California
$5.02M +$207K +7,294 +4%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$4.96M +$376K +13,255 +7%
FP
17
Foundry Partners
Minnesota
$4.56M -$103K -3,650 -2%
Man Group
18
Man Group
United Kingdom
$3.78M -$374K -13,200 -8%
Hotchkis & Wiley Capital Management
19
Hotchkis & Wiley Capital Management
California
$3.71M -$79.5K -2,803 -2%
Fuller & Thaler Asset Management
20
Fuller & Thaler Asset Management
California
$3.64M +$944K +33,277 +31%
MAM
21
Martingale Asset Management
Massachusetts
$3.1M +$763K +26,903 +29%
American Century Companies
22
American Century Companies
Missouri
$3.02M +$872K +30,737 +35%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$3M +$45.7K +1,610 +1%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$2.92M +$32.5K +1,145 +1%
AQR Capital Management
25
AQR Capital Management
Connecticut
$2.91M -$1.34M -47,390 -30%

FISI Hedge Fund Activity: Q4 2018 in Review

121 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2018, worth a combined $287M — down 20% from $359M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FISI and 10 opened new positions — a net loss of 3 holders — while 41 trimmed existing stakes and 45 added.

The largest buyer was Royce & Associates, adding an estimated $4.69M. The largest seller was Morgan Stanley, cutting an estimated $4.38M.

  • 121 institutional investors held Financial Institutions (FISI) as of Q4 2018, down from 124 in Q3 2018.
  • Funds reported $287M of Financial Institutions stock for Q4 2018, down 20% quarter-over-quarter.
  • 10 funds opened new Financial Institutions positions in Q4 2018 and 13 closed out, a net change of -3 holders.
  • The largest Financial Institutions buyer in Q4 2018 was Royce & Associates, an estimated $4.69M added.
  • The largest Financial Institutions seller in Q4 2018 was Morgan Stanley, an estimated $4.38M sold.

Based on aggregated 13F filings for Q4 2018.