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Financial Institutions

121 hedge funds and large institutions have $205M invested in Financial Institutions in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 51 increasing their positions, 34 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 34

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.6% less ownership

Funds ownership: 71.17%70.57% (-0.6%)

6% less funds holding

Funds holding: 129121 (-8)

44% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 16

44% less capital invested

Capital invested by funds: $366M → $205M (-$161M)

Holders
121
Holders Change
-8
Holders Change %
-6.2%
% of All Funds
2.67%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
51
Reduced
34
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$24.4M +$201K +7,482 +0.6%
BlackRock
2
BlackRock
New York
$23.5M +$1.11M +41,281 +3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$13M -$90.9K -3,393 -0.5%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$10.9M -$21.5K -801 -0.1%
Renaissance Technologies
5
Renaissance Technologies
New York
$10.2M +$1.62M +60,300 +12%
RA
6
Royce & Associates
New York
$8.32M -$1.09M -40,840 -8%
LSV Asset Management
7
LSV Asset Management
Illinois
$8.3M -$509K -18,992 -4%
CNBT
8
Canandaigua National Bank & Trust
New York
$7.18M -$8.04K -300 -0.1%
State Street
9
State Street
Massachusetts
$6.98M +$319K +11,906 +3%
JP Morgan Chase
10
JP Morgan Chase
New York
$5.8M -$804K -30,001 -9%
Northern Trust
11
Northern Trust
Illinois
$5.63M +$13.9K +518 +0.2%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$4.69M +$270K +10,086 +4%
Prudential Financial
13
Prudential Financial
New Jersey
$4.61M -$1.22M -45,580 -15%
Charles Schwab
14
Charles Schwab
California
$3.84M +$52.1K +1,945 +0.9%
BCM
15
BHZ Capital Management
California
$3.84M +$390K +14,554 +7%
AL
16
AJO LP
Pennsylvania
$3.35M -$274K -10,224 -5%
Fuller & Thaler Asset Management
17
Fuller & Thaler Asset Management
California
$3.08M +$508K +18,949 +13%
MAM
18
Martingale Asset Management
Massachusetts
$2.38M -$16.1K -600 -0.5%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$2.38M -$6.32K -236 -0.2%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$2.3M -$231K -8,604 -6%
FP
21
Foundry Partners
Minnesota
$2.14M -$39.7K -1,480 -1%
Hotchkis & Wiley Capital Management
22
Hotchkis & Wiley Capital Management
California
$2.08M +$150K +5,600 +5%
BCM
23
Bridgeway Capital Management
Texas
$1.97M
N
24
Nuveen
North Carolina
$1.93M +$220K +8,226 +8%
MSL
25
Mackay Shields LLC
New York
$1.76M +$21.4K +800 +0.8%

FISI Hedge Fund Activity: Q1 2020 in Review

121 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2020, worth a combined $205M — down 44% from $366M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FISI and 9 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 51 added.

The largest buyer was Renaissance Technologies, adding an estimated $1.62M. The largest seller was American Century Companies, exiting entirely with an estimated $1.63M sold.

  • 121 institutional investors held Financial Institutions (FISI) as of Q1 2020, down from 129 in Q4 2019.
  • Funds reported $205M of Financial Institutions stock for Q1 2020, down 44% quarter-over-quarter.
  • 9 funds opened new Financial Institutions positions in Q1 2020 and 16 closed out, a net change of -7 holders.
  • The largest Financial Institutions buyer in Q1 2020 was Renaissance Technologies, an estimated $1.62M added.
  • The largest Financial Institutions seller in Q1 2020 was American Century Companies, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2020.