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Financial Institutions

127 hedge funds and large institutions have $348M invested in Financial Institutions in 2021 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

16% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $1.41M

10% more funds holding

Funds holding: 115127 (+12)

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

4% more capital invested

Capital invested by funds: $334M → $348M (+$13.6M)

0.36% more ownership

Funds ownership: 68.79%69.15% (+0.36%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
127
Holders Change
+12
Holders Change %
+10.43%
% of All Funds
1.95%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
23
Increased
41
Reduced
38
Closed
9
Calls
$1.64M
Puts
$1.41M
Net Calls
+$229K
Net Calls Change
+$229K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$39.7M -$762K -23,824 -2%
BlackRock
2
BlackRock
New York
$37.2M -$649K -20,312 -2%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$24.6M -$3.56M -111,295 -13%
Vanguard Group
4
Vanguard Group
Pennsylvania
$24.1M -$58.1K -1,817 -0.2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$18.1M +$11.3K +353 +0.1%
LSV Asset Management
6
LSV Asset Management
Illinois
$13.9M +$412K +12,900 +3%
State Street
7
State Street
Massachusetts
$12.1M +$266K +8,313 +2%
CNC
8
Canandaigua National Corp
New York
$11.2M -$143K -4,475 -1%
Renaissance Technologies
9
Renaissance Technologies
New York
$11.1M +$249K +7,800 +2%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$9.33M -$10.2K -320 -0.1%
Charles Schwab
11
Charles Schwab
California
$7.56M +$112K +3,511 +1%
Northern Trust
12
Northern Trust
Illinois
$7.26M -$266K -8,327 -4%
ACM
13
Ategra Capital Management
Virginia
$6.97M
JP Morgan Chase
14
JP Morgan Chase
New York
$5.92M +$115K +3,613 +2%
Fuller & Thaler Asset Management
15
Fuller & Thaler Asset Management
California
$5.78M +$13.6K +427 +0.2%
BCM
16
BHZ Capital Management
California
$5.77M -$16.5K -516 -0.3%
Prudential Financial
17
Prudential Financial
New Jersey
$5.7M -$994K -31,109 -15%
FP
18
Foundry Partners
Minnesota
$5.7M +$467K +14,620 +9%
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$4.45M +$414K +12,941 +10%
Hotchkis & Wiley Capital Management
20
Hotchkis & Wiley Capital Management
California
$4.39M -$342K -10,700 -7%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$4.18M -$456K -14,260 -10%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$4.11M -$527K -16,480 -11%
American Century Companies
23
American Century Companies
Missouri
$3.35M +$733K +22,945 +28%
Ameriprise
24
Ameriprise
Minnesota
$3.22M +$1.91M +59,747 +144%
BCM
25
Bridgeway Capital Management
Texas
$3.17M

FISI Hedge Fund Activity: Q4 2021 in Review

127 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2021, worth a combined $348M — up 4.1% from $334M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FISI positions and 9 closed out — a net gain of 14 holders — while 41 added to existing stakes and 38 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.91M. The largest seller was Bank of Montreal, exiting entirely with an estimated $4.4M sold.

  • 127 institutional investors held Financial Institutions (FISI) as of Q4 2021, up from 115 in Q3 2021.
  • Funds reported $348M of Financial Institutions stock for Q4 2021, up 4.1% quarter-over-quarter.
  • 23 funds opened new Financial Institutions positions in Q4 2021 and 9 closed out, a net change of +14 holders.
  • The largest Financial Institutions buyer in Q4 2021 was Ameriprise, an estimated $1.91M added.
  • The largest Financial Institutions seller in Q4 2021 was Bank of Montreal, an estimated $4.4M sold.

Based on aggregated 13F filings for Q4 2021.