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Financial Institutions

128 hedge funds and large institutions have $344M invested in Financial Institutions in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 54 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

2% more funds holding

Funds holding: 125128 (+3)

4% more capital invested

Capital invested by funds: $332M → $344M (+$12M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.08% less ownership

Funds ownership: 71.27%71.19% (-0.08%)

Holders
128
Holders Change
+3
Holders Change %
+2.4%
% of All Funds
2.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
54
Reduced
32
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$40.5M +$88.8K +3,032 +0.2%
BlackRock
2
BlackRock
New York
$37.6M +$384K +13,113 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$21.7M +$371K +12,665 +2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$18.3M +$9.02K +308 +0.1%
RA
5
Royce & Associates
New York
$15.2M +$3.11M +106,250 +27%
Renaissance Technologies
6
Renaissance Technologies
New York
$14.1M +$911K +31,100 +7%
LSV Asset Management
7
LSV Asset Management
Illinois
$13.9M -$46.9K -1,600 -0.3%
CNBT
8
Canandaigua National Bank & Trust
New York
$12.2M -$349K -11,918 -3%
JP Morgan Chase
9
JP Morgan Chase
New York
$11.3M +$596K +20,342 +6%
State Street
10
State Street
Massachusetts
$10.5M +$489K +16,704 +5%
Prudential Financial
11
Prudential Financial
New Jersey
$9.49M +$154K +5,268 +2%
Northern Trust
12
Northern Trust
Illinois
$9.48M +$161K +5,489 +2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$6.81M +$128K +4,377 +2%
Charles Schwab
14
Charles Schwab
California
$6.27M +$94.8K +3,236 +2%
BCM
15
BHZ Capital Management
California
$6.25M -$178K -6,076 -3%
AL
16
AJO LP
Pennsylvania
$5.93M -$388K -13,242 -6%
FP
17
Foundry Partners
Minnesota
$5.27M +$62.1K +2,120 +1%
Fuller & Thaler Asset Management
18
Fuller & Thaler Asset Management
California
$4.49M -$40.7K -1,388 -0.9%
MAM
19
Martingale Asset Management
Massachusetts
$3.98M -$73.6K -2,511 -2%
Hotchkis & Wiley Capital Management
20
Hotchkis & Wiley Capital Management
California
$3.96M +$178K +6,090 +5%
American Century Companies
21
American Century Companies
Missouri
$3.82M +$8.67K +296 +0.2%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$3.51M +$20.3K +693 +0.6%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$3.37M -$158K -5,387 -5%
MSL
24
Mackay Shields LLC
New York
$3.26M -$82K -2,800 -3%
EVM
25
Eaton Vance Management
Massachusetts
$2.82M

FISI Hedge Fund Activity: Q3 2019 in Review

128 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2019, worth a combined $344M — up 3.6% from $332M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FISI positions and 10 closed out — a net gain of 4 holders — while 54 added to existing stakes and 32 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3.11M. The largest seller was Maltese Capital Management, exiting entirely with an estimated $4.66M sold.

  • 128 institutional investors held Financial Institutions (FISI) as of Q3 2019, up from 125 in Q2 2019.
  • Funds reported $344M of Financial Institutions stock for Q3 2019, up 3.6% quarter-over-quarter.
  • 14 funds opened new Financial Institutions positions in Q3 2019 and 10 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2019 was Royce & Associates, an estimated $3.11M added.
  • The largest Financial Institutions seller in Q3 2019 was Maltese Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2019.