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Financial Institutions

121 hedge funds and large institutions have $345M invested in Financial Institutions in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 34

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

11% more capital invested

Capital invested by funds: $311M → $345M (+$33.8M)

4% more funds holding

Funds holding: 116121 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.48% less ownership

Funds ownership: 71.44%70.96% (-0.48%)

Holders
121
Holders Change
+5
Holders Change %
+4.31%
% of All Funds
2.74%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
56
Reduced
34
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$35M +$2.9M +92,136 +9%
BlackRock
2
BlackRock
New York
$34.7M +$319K +10,142 +0.9%
Vanguard Group
3
Vanguard Group
Pennsylvania
$20.5M +$1.45M +46,218 +8%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$19.4M +$184K +5,854 +0.9%
CNBT
5
Canandaigua National Bank & Trust
New York
$14.4M -$499K -15,877 -3%
JP Morgan Chase
6
JP Morgan Chase
New York
$13.6M -$1.41M -44,803 -9%
LSV Asset Management
7
LSV Asset Management
Illinois
$12.1M +$904K +28,752 +8%
Renaissance Technologies
8
Renaissance Technologies
New York
$10.1M -$2.46M -78,100 -19%
Prudential Financial
9
Prudential Financial
New Jersey
$9.37M +$1.26M +39,942 +15%
Northern Trust
10
Northern Trust
Illinois
$8.89M -$130K -4,131 -1%
State Street
11
State Street
Massachusetts
$8.71M +$464K +14,752 +6%
EPCA
12
Elizabeth Park Capital Advisors
Ohio
$8.54M +$8.63M +274,437 New
Millennium Management
13
Millennium Management
New York
$8.19M +$204K +6,494 +3%
BFC
14
Banc Funds Company
Illinois
$7.1M -$629K -20,000 -8%
AL
15
AJO LP
Pennsylvania
$6.61M +$1.85M +58,909 +38%
BCM
16
Basswood Capital Management
New York
$5.8M -$3.96M -125,927 -40%
FP
17
Foundry Partners
Minnesota
$5.8M +$914K +29,075 +18%
Charles Schwab
18
Charles Schwab
California
$5.11M +$1.14M +36,271 +28%
Deutsche Bank
19
Deutsche Bank
Germany
$4.79M -$19.4K -616 -0.4%
Fidelity Investments
20
Fidelity Investments
Massachusetts
$4.77M -$6.69M -212,900 -58%
NI
21
Numeric Investors
Massachusetts
$4.77M -$877K -27,910 -15%
AQR Capital Management
22
AQR Capital Management
Connecticut
$4.21M +$718K +22,827 +20%
AIS
23
AlphaOne Investment Services
Pennsylvania
$3.93M +$27.8K +883 +0.7%
CAM
24
ClariVest Asset Management
California
$3.89M -$37.4K -1,188 -0.9%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$3.83M +$37.4K +1,191 +1%

FISI Hedge Fund Activity: Q4 2017 in Review

121 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2017, worth a combined $345M — up 11% from $311M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FISI positions and 11 closed out — a net gain of 5 holders — while 56 added to existing stakes and 34 trimmed.

The largest buyer was Elizabeth Park Capital Advisors, opening a new position worth an estimated $8.63M. The largest seller was Fidelity Investments, cutting an estimated $6.69M.

  • 121 institutional investors held Financial Institutions (FISI) as of Q4 2017, up from 116 in Q3 2017.
  • Funds reported $345M of Financial Institutions stock for Q4 2017, up 11% quarter-over-quarter.
  • 16 funds opened new Financial Institutions positions in Q4 2017 and 11 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q4 2017 was Elizabeth Park Capital Advisors, an estimated $8.63M added.
  • The largest Financial Institutions seller in Q4 2017 was Fidelity Investments, an estimated $6.69M sold.

Based on aggregated 13F filings for Q4 2017.