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Financial Institutions

76 hedge funds and large institutions have $215M invested in Financial Institutions in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 31 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $177M → $215M (+$38.2M)

0% more funds holding

Funds holding: 7676 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

6% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 31

Holders
76
Holders Change
Holders Change %
0%
% of All Funds
2.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
29
Reduced
31
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$25.7M +$144K +6,200 +0.6%
BMCMI
2
Bryn Mawr Capital Management Inc
Pennsylvania
$16.7M +$985K +42,266 +7%
CNBT
3
Canandaigua National Bank & Trust
New York
$15.2M -$211K -9,048 -1%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$15.2M +$29.2K +1,254 +0.2%
Ameriprise
5
Ameriprise
Minnesota
$12.5M -$458K -19,633 -4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$11.7M +$11M +473,421 New
BIT
7
BlackRock Institutional Trust
California
$10.9M -$184K -7,893 -2%
BFA
8
BlackRock Fund Advisors
California
$9.39M -$395K -16,971 -4%
Vanguard Group
9
Vanguard Group
Pennsylvania
$8.69M +$205K +8,806 +3%
PI
10
Putnam Investments
Massachusetts
$8.46M -$374K -16,033 -4%
LSV Asset Management
11
LSV Asset Management
Illinois
$7.35M -$100K -4,291 -1%
ICOM
12
Investment Counselors of Maryland
Maryland
$7.33M -$198K -8,500 -3%
Northern Trust
13
Northern Trust
Illinois
$6.59M +$99.4K +4,266 +2%
AIS
14
AlphaOne Investment Services
Pennsylvania
$5.88M +$730K +31,319 +15%
KCM
15
Kennedy Capital Management
Missouri
$5.78M +$833K +35,739 +18%
State Street
16
State Street
Massachusetts
$5.67M +$265K +11,393 +5%
JP Morgan Chase
17
JP Morgan Chase
New York
$5.48M -$11.1M -475,771 -68%
CCM
18
Castine Capital Management
Massachusetts
$2.9M
NFA
19
Nationwide Fund Advisors
Ohio
$2.69M +$5.08K +218 +0.2%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$2.65M +$359K +15,423 +17%
BCM
21
Bridgeway Capital Management
Texas
$2.38M +$4.66K +200 +0.2%
TCIM
22
TIAA CREF Investment Management
New York
$1.6M +$10.8K +464 +0.7%
Prudential Financial
23
Prudential Financial
New Jersey
$1.56M +$445K +19,100 +43%
Renaissance Technologies
24
Renaissance Technologies
New York
$1.53M -$97.9K -4,200 -6%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$1.37M +$156K +6,688 +14%

FISI Hedge Fund Activity: Q4 2013 in Review

76 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2013, worth a combined $215M — up 22% from $177M a quarter earlier.

Fund positioning in FISI was balanced in Q4 2013: 5 funds opened new positions, 5 closed out, 29 added to existing stakes and 31 trimmed.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $11M. The largest seller was JP Morgan Chase, cutting an estimated $11.1M.

  • 76 institutional investors held Financial Institutions (FISI) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $215M of Financial Institutions stock for Q4 2013, up 22% quarter-over-quarter.
  • 5 funds opened new Financial Institutions positions in Q4 2013 and 5 closed out, a net change of 0 holders.
  • The largest Financial Institutions buyer in Q4 2013 was Commonwealth Equity Services, an estimated $11M added.
  • The largest Financial Institutions seller in Q4 2013 was JP Morgan Chase, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2013.