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Financial Institutions

111 hedge funds and large institutions have $301M invested in Financial Institutions in 2017 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 51 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 31

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

1.2% more ownership

Funds ownership: 61.72%62.92% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 112111 (-1)

2% less capital invested

Capital invested by funds: $306M → $301M (-$5.11M)

Holders
111
Holders Change
-1
Holders Change %
-0.89%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
51
Reduced
31
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$37.4M +$37.7M +1,131,319 +31,021%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$29.3M +$1.84M +55,144 +7%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$20.2M +$19K +569 +0.1%
Vanguard Group
4
Vanguard Group
Pennsylvania
$19.3M +$1.79M +53,552 +10%
JP Morgan Chase
5
JP Morgan Chase
New York
$16.6M +$7.08M +212,141 +73%
CNBT
6
Canandaigua National Bank & Trust
New York
$16.4M -$397K -11,907 -2%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$12M +$66.7K +2,000 +0.6%
LSV Asset Management
8
LSV Asset Management
Illinois
$11.3M +$65.9K +1,975 +0.6%
Northern Trust
9
Northern Trust
Illinois
$9.08M +$115K +3,434 +1%
State Street
10
State Street
Massachusetts
$7.94M -$732K -21,927 -8%
Prudential Financial
11
Prudential Financial
New Jersey
$7.81M +$1.81M +54,180 +30%
Renaissance Technologies
12
Renaissance Technologies
New York
$7.7M -$607K -18,200 -7%
AL
13
AJO LP
Pennsylvania
$5.9M +$268K +8,043 +5%
FP
14
Foundry Partners
Minnesota
$4.87M -$12.5K -375 -0.3%
KCM
15
Kennedy Capital Management
Missouri
$4.72M -$4.54M -136,171 -49%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$4.06M +$522K +15,631 +15%
NFA
17
Nationwide Fund Advisors
Ohio
$4.01M +$1.09M +32,582 +37%
Morgan Stanley
18
Morgan Stanley
New York
$3.83M -$436K -13,078 -10%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.59M +$200K +5,988 +6%
AIS
20
AlphaOne Investment Services
Pennsylvania
$3.48M -$225K -6,736 -6%
MAM
21
Martingale Asset Management
Massachusetts
$3.44M +$284K +8,500 +9%
Deutsche Bank
22
Deutsche Bank
Germany
$3.1M -$50K -1,498 -2%
EVM
23
Eaton Vance Management
Massachusetts
$3.08M
Millennium Management
24
Millennium Management
New York
$3.05M -$1.55M -46,458 -33%
CAM
25
ClariVest Asset Management
California
$2.93M +$698K +20,914 +31%

FISI Hedge Fund Activity: Q1 2017 in Review

111 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2017, worth a combined $301M — down 1.7% from $306M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FISI positions and 8 closed out — a net gain of 5 holders — while 51 added to existing stakes and 31 trimmed.

The largest buyer was BlackRock, adding an estimated $37.7M. The largest seller was Clover Partners, exiting entirely with an estimated $9.42M sold.

  • 111 institutional investors held Financial Institutions (FISI) as of Q1 2017, down from 112 in Q4 2016.
  • Funds reported $301M of Financial Institutions stock for Q1 2017, down 1.7% quarter-over-quarter.
  • 13 funds opened new Financial Institutions positions in Q1 2017 and 8 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q1 2017 was BlackRock, an estimated $37.7M added.
  • The largest Financial Institutions seller in Q1 2017 was Clover Partners, an estimated $9.42M sold.

Based on aggregated 13F filings for Q1 2017.