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Financial Institutions

123 hedge funds and large institutions have $308M invested in Financial Institutions in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 47 increasing their positions, 37 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

27% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 37

8% more capital invested

Capital invested by funds: $287M → $308M (+$21.7M)

2% more funds holding

Funds holding: 121123 (+2)

1.18% more ownership

Funds ownership: 70.01%71.19% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
123
Holders Change
+2
Holders Change %
+1.65%
% of All Funds
2.66%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
47
Reduced
37
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$36.3M -$65.3K -2,322 -0.2%
BlackRock
2
BlackRock
New York
$33.3M -$388K -13,804 -1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$19.1M +$615K +21,839 +3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$16.4M +$7.93K +282 +0%
RA
5
Royce & Associates
New York
$13.2M +$3M +106,558 +28%
LSV Asset Management
6
LSV Asset Management
Illinois
$12.6M -$180K -6,400 -1%
Renaissance Technologies
7
Renaissance Technologies
New York
$12M +$1.4M +49,600 +13%
CNBT
8
Canandaigua National Bank & Trust
New York
$11.5M -$16.2K -575 -0.1%
JP Morgan Chase
9
JP Morgan Chase
New York
$9.63M -$63.1K -2,244 -0.6%
State Street
10
State Street
Massachusetts
$8.7M +$914K +32,485 +11%
Northern Trust
11
Northern Trust
Illinois
$8.21M +$93.4K +3,320 +1%
Prudential Financial
12
Prudential Financial
New Jersey
$7.99M +$168K +5,984 +2%
BCM
13
BHZ Capital Management
California
$5.65M
AL
14
AJO LP
Pennsylvania
$5.58M -$171K -6,092 -3%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$5.57M +$332K +11,794 +6%
Charles Schwab
16
Charles Schwab
California
$5.55M +$247K +8,771 +4%
FP
17
Foundry Partners
Minnesota
$4.73M -$99.2K -3,525 -2%
Fuller & Thaler Asset Management
18
Fuller & Thaler Asset Management
California
$4.06M +$213K +7,555 +5%
Man Group
19
Man Group
United Kingdom
$4.02M +$22.5K +800 +0.5%
MAM
20
Martingale Asset Management
Massachusetts
$3.65M +$383K +13,600 +11%
American Century Companies
21
American Century Companies
Missouri
$3.22M +$33.3K +1,185 +1%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$3.18M
Bank of New York Mellon
23
Bank of New York Mellon
New York
$3.15M +$57.2K +2,032 +2%
BFC
24
Banc Funds Company
Illinois
$2.98M
AQR Capital Management
25
AQR Capital Management
Connecticut
$2.83M -$262K -9,312 -8%

FISI Hedge Fund Activity: Q1 2019 in Review

123 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2019, worth a combined $308M — up 7.6% from $287M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FISI positions and 7 closed out — a net gain of 2 holders — while 47 added to existing stakes and 37 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3M. The largest seller was Morgan Stanley, cutting an estimated $1.55M.

  • 123 institutional investors held Financial Institutions (FISI) as of Q1 2019, up from 121 in Q4 2018.
  • Funds reported $308M of Financial Institutions stock for Q1 2019, up 7.6% quarter-over-quarter.
  • 9 funds opened new Financial Institutions positions in Q1 2019 and 7 closed out, a net change of +2 holders.
  • The largest Financial Institutions buyer in Q1 2019 was Royce & Associates, an estimated $3M added.
  • The largest Financial Institutions seller in Q1 2019 was Morgan Stanley, an estimated $1.55M sold.

Based on aggregated 13F filings for Q1 2019.