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Financial Institutions

114 hedge funds and large institutions have $331M invested in Financial Institutions in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 44 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 40

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.64% less ownership

Funds ownership: 70.96%70.32% (-0.64%)

4% less capital invested

Capital invested by funds: $345M → $331M (-$14M)

6% less funds holding

Funds holding: 121114 (-7)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
2.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
44
Reduced
40
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$35.2M +$2M +63,526 +6%
BlackRock
2
BlackRock
New York
$34.7M +$1.75M +55,557 +5%
Vanguard Group
3
Vanguard Group
Pennsylvania
$19.4M -$183K -5,832 -0.9%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$18.2M -$283K -9,007 -1%
CNBT
5
Canandaigua National Bank & Trust
New York
$13.3M -$394K -12,554 -3%
LSV Asset Management
6
LSV Asset Management
Illinois
$12.9M +$1.53M +48,591 +13%
JP Morgan Chase
7
JP Morgan Chase
New York
$11.7M -$1.3M -41,275 -9%
BCM
8
Basswood Capital Management
New York
$11.3M +$6.12M +194,773 +104%
Renaissance Technologies
9
Renaissance Technologies
New York
$9.49M -$119K -3,800 -1%
Prudential Financial
10
Prudential Financial
New Jersey
$9.09M +$179K +5,700 +2%
Northern Trust
11
Northern Trust
Illinois
$8.63M +$185K +5,883 +2%
State Street
12
State Street
Massachusetts
$8.19M -$105K -3,336 -1%
EPCA
13
Elizabeth Park Capital Advisors
Ohio
$8.12M
Millennium Management
14
Millennium Management
New York
$7.46M -$360K -11,454 -4%
AL
15
AJO LP
Pennsylvania
$6.1M -$201K -6,385 -3%
BFC
16
Banc Funds Company
Illinois
$5.76M -$1.06M -33,759 -15%
EVM
17
Eaton Vance Management
Massachusetts
$5.53M +$2.93M +93,335 +100%
FP
18
Foundry Partners
Minnesota
$5.52M -$785 -25 -0%
Charles Schwab
19
Charles Schwab
California
$4.89M +$35.9K +1,143 +0.7%
Man Group
20
Man Group
United Kingdom
$4.57M +$4.85M +154,273 New
AQR Capital Management
21
AQR Capital Management
Connecticut
$4.02M +$8.23K +262 +0.2%
Deutsche Bank
22
Deutsche Bank
Germany
$3.98M -$618K -19,674 -13%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$3.88M +$253K +8,061 +7%
CAM
24
ClariVest Asset Management
California
$3.69M -$6.28K -200 -0.2%
AIS
25
AlphaOne Investment Services
Pennsylvania
$3.67M -$69.5K -2,214 -2%

FISI Hedge Fund Activity: Q1 2018 in Review

114 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2018, worth a combined $331M — down 4.1% from $345M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FISI and 10 opened new positions — a net loss of 4 holders — while 40 trimmed existing stakes and 44 added.

The largest buyer was Basswood Capital Management, adding an estimated $6.12M. The largest seller was Fidelity Investments, exiting entirely with an estimated $4.77M sold.

  • 114 institutional investors held Financial Institutions (FISI) as of Q1 2018, down from 121 in Q4 2017.
  • Funds reported $331M of Financial Institutions stock for Q1 2018, down 4.1% quarter-over-quarter.
  • 10 funds opened new Financial Institutions positions in Q1 2018 and 14 closed out, a net change of -4 holders.
  • The largest Financial Institutions buyer in Q1 2018 was Basswood Capital Management, an estimated $6.12M added.
  • The largest Financial Institutions seller in Q1 2018 was Fidelity Investments, an estimated $4.77M sold.

Based on aggregated 13F filings for Q1 2018.