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Financial Institutions

82 hedge funds and large institutions have $203M invested in Financial Institutions in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 31 increasing their positions, 29 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

8% more funds holding

Funds holding: 7682 (+6)

7% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 29

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $215M → $203M (-$12.1M)

Holders
82
Holders Change
+6
Holders Change %
+7.89%
% of All Funds
2.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
31
Reduced
29
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$23.4M -$539K -24,215 -2%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$14.1M +$11K +496 +0.1%
CNBT
3
Canandaigua National Bank & Trust
New York
$13.9M -$281K -12,628 -2%
Ameriprise
4
Ameriprise
Minnesota
$10.9M -$689K -30,960 -6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$10.9M +$689 +31 +0%
BIT
6
BlackRock Institutional Trust
California
$10.1M +$4.78K +215 +0%
BMCMI
7
Bryn Mawr Capital Management Inc
Pennsylvania
$9.99M -$5.36M -240,910 -36%
Vanguard Group
8
Vanguard Group
Pennsylvania
$9.05M +$921K +41,413 +12%
BFA
9
BlackRock Fund Advisors
California
$8.92M +$163K +7,329 +2%
PI
10
Putnam Investments
Massachusetts
$7.55M -$319K -14,360 -4%
KCM
11
Kennedy Capital Management
Missouri
$6.88M +$1.44M +64,941 +28%
LSV Asset Management
12
LSV Asset Management
Illinois
$6.72M -$124K -5,584 -2%
ICOM
13
Investment Counselors of Maryland
Maryland
$6.61M -$214K -9,600 -3%
Northern Trust
14
Northern Trust
Illinois
$5.75M -$382K -17,169 -6%
JP Morgan Chase
15
JP Morgan Chase
New York
$5.35M +$236K +10,617 +5%
DRZID
16
DePrince Race & Zollo Inc (DRZ)
Florida
$5.21M +$5.03M +226,100 New
State Street
17
State Street
Massachusetts
$5.2M -$80.2K -3,608 -2%
AIS
18
AlphaOne Investment Services
Pennsylvania
$4.64M -$801K -36,021 -15%
CCM
19
Castine Capital Management
Massachusetts
$2.7M
Bank of New York Mellon
20
Bank of New York Mellon
New York
$2.48M +$12.5K +564 +0.5%
CP
21
Clover Partners
Texas
$2.36M +$2.28M +102,499 New
NFA
22
Nationwide Fund Advisors
Ohio
$2.35M -$154K -6,907 -6%
BCM
23
Bridgeway Capital Management
Texas
$2.21M
Renaissance Technologies
24
Renaissance Technologies
New York
$1.88M +$439K +19,729 +32%
Prudential Financial
25
Prudential Financial
New Jersey
$1.65M +$189K +8,500 +13%

FISI Hedge Fund Activity: Q1 2014 in Review

82 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2014, worth a combined $203M — down 5.6% from $215M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FISI positions and 2 closed out — a net gain of 6 holders — while 31 added to existing stakes and 29 trimmed.

The largest buyer was DePrince Race & Zollo Inc (DRZ), opening a new position worth an estimated $5.03M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $5.36M.

  • 82 institutional investors held Financial Institutions (FISI) as of Q1 2014, up from 76 in Q4 2013.
  • Funds reported $203M of Financial Institutions stock for Q1 2014, down 5.6% quarter-over-quarter.
  • 8 funds opened new Financial Institutions positions in Q1 2014 and 2 closed out, a net change of +6 holders.
  • The largest Financial Institutions buyer in Q1 2014 was DePrince Race & Zollo Inc (DRZ), an estimated $5.03M added.
  • The largest Financial Institutions seller in Q1 2014 was Bryn Mawr Capital Management Inc, an estimated $5.36M sold.

Based on aggregated 13F filings for Q1 2014.