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Financial Institutions

109 hedge funds and large institutions have $241M invested in Financial Institutions in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 35 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more capital invested

Capital invested by funds: $166M → $241M (+$74.1M)

0.9% less ownership

Funds ownership: 67.44%66.54% (-0.9%)

6% less funds holding

Funds holding: 116109 (-7)

24% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 46

38% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 16

Holders
109
Holders Change
-7
Holders Change %
-6.03%
% of All Funds
1.93%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
35
Reduced
46
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$29M -$439K -22,641 -2%
BlackRock
2
BlackRock
New York
$28.8M -$879K -45,355 -3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$17M -$256K -13,230 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$13.5M +$10.5K +540 +0.1%
Renaissance Technologies
5
Renaissance Technologies
New York
$10.6M -$1.22M -62,700 -12%
LSV Asset Management
6
LSV Asset Management
Illinois
$9.43M -$60.1K -3,100 -0.7%
CNC
7
Canandaigua National Corp
New York
$8.56M -$128K -6,630 -2%
Northern Trust
8
Northern Trust
Illinois
$7.68M -$247K -12,760 -4%
State Street
9
State Street
Massachusetts
$7.43M -$558K -28,794 -8%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$6.22M +$80.6K +4,159 +2%
JP Morgan Chase
11
JP Morgan Chase
New York
$6.18M +$48.4K +2,497 +0.9%
Prudential Financial
12
Prudential Financial
New Jersey
$5.8M -$188K -9,700 -4%
BCM
13
BHZ Capital Management
California
$5.39M +$268K +13,836 +6%
RA
14
Royce & Associates
New York
$4.93M +$1.08M +55,969 +34%
Charles Schwab
15
Charles Schwab
California
$4.5M +$56.7K +2,925 +1%
Fuller & Thaler Asset Management
16
Fuller & Thaler Asset Management
California
$3.92M -$2.48K -128 -0.1%
Hotchkis & Wiley Capital Management
17
Hotchkis & Wiley Capital Management
California
$3.58M +$86.6K +4,470 +3%
FP
18
Foundry Partners
Minnesota
$3.48M +$133K +6,845 +5%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$3.15M -$22.5K -1,161 -0.8%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$3.04M +$256K +13,199 +11%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$2.65M +$92.5K +4,773 +5%
BCM
22
Bridgeway Capital Management
Texas
$2.44M
PPA
23
Parametric Portfolio Associates
Washington
$2.31M -$449K -23,155 -18%
MSL
24
Mackay Shields LLC
New York
$2.22M -$134K -6,900 -7%
EVM
25
Eaton Vance Management
Massachusetts
$2.1M

FISI Hedge Fund Activity: Q4 2020 in Review

109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2020, worth a combined $241M — up 45% from $166M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FISI and 10 opened new positions — a net loss of 6 holders — while 46 trimmed existing stakes and 35 added.

The largest buyer was Ategra Capital Management, opening a new position worth an estimated $1.36M. The largest seller was Renaissance Technologies, cutting an estimated $1.22M.

  • 109 institutional investors held Financial Institutions (FISI) as of Q4 2020, down from 116 in Q3 2020.
  • Funds reported $241M of Financial Institutions stock for Q4 2020, up 45% quarter-over-quarter.
  • 10 funds opened new Financial Institutions positions in Q4 2020 and 16 closed out, a net change of -6 holders.
  • The largest Financial Institutions buyer in Q4 2020 was Ategra Capital Management, an estimated $1.36M added.
  • The largest Financial Institutions seller in Q4 2020 was Renaissance Technologies, an estimated $1.22M sold.

Based on aggregated 13F filings for Q4 2020.