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Financial Institutions

112 hedge funds and large institutions have $306M invested in Financial Institutions in 2016 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 49 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 8

133% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 21

61.72% more ownership

Funds ownership: 0%61.72% (+62%)

31% more capital invested

Capital invested by funds: $234M → $306M (+$72.6M)

20% more funds holding

Funds holding: 93112 (+19)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
112
Holders Change
+19
Holders Change %
+20.43%
% of All Funds
2.8%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
28
Increased
49
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$28.6M +$736K +24,731 +3%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$20.9M +$3.52M +118,432 +24%
BIT
3
BlackRock Institutional Trust
California
$20M +$3.02M +101,395 +21%
Vanguard Group
4
Vanguard Group
Pennsylvania
$18.2M +$230K +7,723 +1%
CNBT
5
Canandaigua National Bank & Trust
New York
$17.4M -$1.36M -45,860 -8%
BFA
6
BlackRock Fund Advisors
California
$15.7M +$2.12M +71,184 +18%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$12.4M -$891K -29,962 -8%
LSV Asset Management
8
LSV Asset Management
Illinois
$11.7M +$107K +3,600 +1%
JP Morgan Chase
9
JP Morgan Chase
New York
$9.99M +$2.24M +75,306 +35%
KCM
10
Kennedy Capital Management
Missouri
$9.56M -$889K -29,891 -10%
CP
11
Clover Partners
Texas
$9.42M -$15.5M -520,490 -65%
Northern Trust
12
Northern Trust
Illinois
$9.31M +$200K +6,713 +3%
State Street
13
State Street
Massachusetts
$8.99M +$662K +22,270 +9%
Renaissance Technologies
14
Renaissance Technologies
New York
$8.61M +$3.84M +129,200 +105%
Prudential Financial
15
Prudential Financial
New Jersey
$6.26M +$1.87M +62,740 +52%
AL
16
AJO LP
Pennsylvania
$5.85M +$4.12M +138,610 +427%
FP
17
Foundry Partners
Minnesota
$5.07M +$984K +33,075 +29%
Millennium Management
18
Millennium Management
New York
$4.75M +$3.47M +116,714 +526%
Morgan Stanley
19
Morgan Stanley
New York
$4.42M +$2.97M +99,810 +339%
AIS
20
AlphaOne Investment Services
Pennsylvania
$3.85M -$381K -12,800 -10%
Geode Capital Management
21
Geode Capital Management
Massachusetts
$3.68M +$224K +7,523 +8%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$3.52M +$342K +11,502 +13%
MAM
23
Martingale Asset Management
Massachusetts
$3.29M +$2.11M +70,922 +282%
Deutsche Bank
24
Deutsche Bank
Germany
$3.27M +$1.33M +44,615 +87%
EVM
25
Eaton Vance Management
Massachusetts
$3.19M

FISI Hedge Fund Activity: Q4 2016 in Review

112 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2016, worth a combined $306M — up 31% from $234M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FISI positions and 8 closed out — a net gain of 20 holders — while 49 added to existing stakes and 21 trimmed.

The largest buyer was AJO LP, adding an estimated $4.12M. The largest seller was Wellington Management Group, exiting entirely with an estimated $16.6M sold.

  • 112 institutional investors held Financial Institutions (FISI) as of Q4 2016, up from 93 in Q3 2016.
  • Funds reported $306M of Financial Institutions stock for Q4 2016, up 31% quarter-over-quarter.
  • 28 funds opened new Financial Institutions positions in Q4 2016 and 8 closed out, a net change of +20 holders.
  • The largest Financial Institutions buyer in Q4 2016 was AJO LP, an estimated $4.12M added.
  • The largest Financial Institutions seller in Q4 2016 was Wellington Management Group, an estimated $16.6M sold.

Based on aggregated 13F filings for Q4 2016.