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Financial Institutions
FISI

113 hedge funds and large institutions have $328M invested in Financial Institutions in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 50 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

37% more capital invested

Capital invested by funds: $241M → $328M (+$87.8M)

4% more funds holding

Funds holding: 109 → 113 (+4)

2.09% more ownership

Funds ownership: 66.54% → 68.64% (+2.1%)

22% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 50

Holders
113
Holders Change
+4
Holders Change %
+3.67%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
39
Reduced
50
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$10.8M
2
EC
EJF Capital
Virginia
+$4.65M
3
ACM
Ategra Capital Management
Virginia
+$3.75M
4
BlackRock
BlackRock
New York
+$2.05M
5
AQR Capital Management
AQR Capital Management
Connecticut
+$972K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$3.55M
2
Northern Trust
Northern Trust
Illinois
-$2.52M
3
Renaissance Technologies
Renaissance Technologies
New York
-$2.41M
4
BCM
Basswood Capital Management
New York
-$1.51M
5
MSL
Mackay Shields LLC
New York
-$1.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$41M +$2.05M +75,954 +6%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$38.7M -$342K -12,680 -1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$23.6M +$624K +23,088 +3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$18M -$207K -7,672 -1%
LSV Asset Management
5
LSV Asset Management
Illinois
$12.9M +$186K +6,879 +2%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$12.1M +$10.8M +400,855 +580,949%
Renaissance Technologies
7
Renaissance Technologies
New York
$11.5M -$2.41M -89,400 -19%
CNC
8
Canandaigua National Corp
New York
$11.1M -$366K -13,547 -4%
State Street
9
State Street
Massachusetts
$10.7M +$694K +25,713 +8%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$8.86M +$440K +16,274 +6%
Northern Trust
11
Northern Trust
Illinois
$7.52M -$2.52M -93,136 -27%
Prudential Financial
12
Prudential Financial
New Jersey
$7.17M -$572K -21,180 -8%
JP Morgan Chase
13
JP Morgan Chase
New York
$6.93M -$1.24M -45,802 -17%
Charles Schwab
14
Charles Schwab
California
$6.74M +$609K +22,554 +11%
BCM
15
BHZ Capital Management
California
$6.63M -$559K -20,694 -9%
ACM
16
Ategra Capital Management
Virginia
$6.34M +$3.75M +138,874 +197%
FP
17
Foundry Partners
Minnesota
$5.48M +$714K +26,440 +17%
Fuller & Thaler Asset Management
18
Fuller & Thaler Asset Management
California
$5.26M -$17.4K -644 -0.4%
EC
19
EJF Capital
Virginia
$5.22M +$4.65M +172,250 New
Hotchkis & Wiley Capital Management
20
Hotchkis & Wiley Capital Management
California
$4.32M -$444K -16,435 -10%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$4.25M +$134K +4,961 +4%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$3.92M -$289K -10,717 -8%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$3.18M -$15K -556 -0.5%
Acadian Asset Management
24
Acadian Asset Management
Massachusetts
$3.16M +$391K +14,479 +16%
BCM
25
Bridgeway Capital Management
Texas
$2.98M -$270K -10,000 -9%
1
2 3 4 5

FISI Hedge Fund Activity: Q1 2021 in Review

113 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2021, worth a combined $328M — up 37% from $241M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 7 closed out — a net gain of 4 holders — while 39 added to existing stakes and 50 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $10.8M. The largest seller was Royce & Associates, cutting an estimated $3.55M.

  • 113 institutional investors held Financial Institutions (FISI) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $328M of Financial Institutions stock for Q1 2021, up 37% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q1 2021 and 7 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q1 2021 was Fidelity Investments, an estimated $10.8M added.
  • The largest Financial Institutions seller in Q1 2021 was Royce & Associates, an estimated $3.55M sold.

Based on aggregated 13F filings for Q1 2021.