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Financial Institutions
FISI

116 hedge funds and large institutions have $166M invested in Financial Institutions in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 50 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

3% more funds holding

Funds holding: 113 → 116 (+3)

3.84% less ownership

Funds ownership: 71.28% → 67.44% (-3.8%)

22% less capital invested

Capital invested by funds: $212M → $166M (-$45.8M)

34% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 50

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
33
Reduced
50
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$920K
2
MSL
Mackay Shields LLC
New York
+$698K
3
Citadel Advisors
Citadel Advisors
Florida
+$546K
4
PPA
Parametric Portfolio Associates
Washington
+$470K
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
+$425K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$3.55M
2
AL
AJO LP
Pennsylvania
-$2.78M
3
BlackRock
BlackRock
New York
-$1.53M
4
Bessemer Group
Bessemer Group
New Jersey
-$888K
5
MAM
Martingale Asset Management
Massachusetts
-$721K
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$20.4M -$1.53M -92,886 -7%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$20.2M -$392K -23,864 -2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$11.9M -$196K -11,955 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$9.24M -$25.9K -1,575 -0.3%
Renaissance Technologies
5
Renaissance Technologies
New York
$8.2M -$32.8K -2,000 -0.4%
LSV Asset Management
6
LSV Asset Management
Illinois
$6.5M -$337K -20,500 -5%
CNC
7
Canandaigua National Corp
New York
$5.96M -$132K -8,057 -2%
State Street
8
State Street
Massachusetts
$5.57M -$390K -23,722 -6%
Northern Trust
9
Northern Trust
Illinois
$5.45M -$348K -21,167 -6%
JP Morgan Chase
10
JP Morgan Chase
New York
$4.2M -$422K -25,703 -9%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$4.19M +$219K +13,323 +5%
Prudential Financial
12
Prudential Financial
New Jersey
$4.12M -$27.1K -1,649 -0.6%
BCM
13
BHZ Capital Management
California
$3.48M +$192K +11,721 +5%
Charles Schwab
14
Charles Schwab
California
$3.03M -$21.4K -1,306 -0.7%
Fuller & Thaler Asset Management
15
Fuller & Thaler Asset Management
California
$2.69M +$21.5K +1,312 +0.8%
RA
16
Royce & Associates
New York
$2.51M -$3.55M -215,932 -57%
Hotchkis & Wiley Capital Management
17
Hotchkis & Wiley Capital Management
California
$2.38M +$425K +25,890 +20%
FP
18
Foundry Partners
Minnesota
$2.27M +$420K +25,579 +21%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$2.17M +$168K +10,231 +8%
PPA
20
Parametric Portfolio Associates
Washington
$1.94M +$470K +28,596 +29%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$1.88M -$68K -4,143 -3%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$1.7M +$44.5K +2,707 +3%
BCM
23
Bridgeway Capital Management
Texas
$1.67M – – –
MSL
24
Mackay Shields LLC
New York
$1.63M +$698K +42,500 +67%
N
25
Nuveen
North Carolina
$1.44M +$213K +12,997 +16%
1
2 3 4 5

FISI Hedge Fund Activity: Q3 2020 in Review

116 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2020, worth a combined $166M — down 22% from $212M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 8 closed out — a net gain of 3 holders — while 33 added to existing stakes and 50 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $920K. The largest seller was Royce & Associates, cutting an estimated $3.55M.

  • 116 institutional investors held Financial Institutions (FISI) as of Q3 2020, up from 113 in Q2 2020.
  • Funds reported $166M of Financial Institutions stock for Q3 2020, down 22% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q3 2020 and 8 closed out, a net change of +3 holders.
  • The largest Financial Institutions buyer in Q3 2020 was Susquehanna International Group, an estimated $920K added.
  • The largest Financial Institutions seller in Q3 2020 was Royce & Associates, an estimated $3.55M sold.

Based on aggregated 13F filings for Q3 2020.