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Financial Institutions

76 hedge funds and large institutions have $177M invested in Financial Institutions in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 23

11% more capital invested

Capital invested by funds: $160M → $177M (+$17.1M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 7876 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
76
Holders Change
-2
Holders Change %
-2.56%
% of All Funds
2.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
31
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$21.2M -$1.07M -52,500 -5%
JP Morgan Chase
2
JP Morgan Chase
New York
$14.3M +$101K +4,956 +0.7%
BMCMI
3
Bryn Mawr Capital Management Inc
Pennsylvania
$12.9M +$419K +20,554 +3%
CNBT
4
Canandaigua National Bank & Trust
New York
$12.8M -$126K -6,206 -1%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$12.5M +$80.1K +3,933 +0.6%
Ameriprise
6
Ameriprise
Minnesota
$10.7M -$195K -9,555 -2%
BIT
7
BlackRock Institutional Trust
California
$9.16M -$65.6K -3,222 -0.7%
BFA
8
BlackRock Fund Advisors
California
$8.12M +$829K +40,691 +11%
PI
9
Putnam Investments
Massachusetts
$7.33M +$127K +6,220 +2%
Vanguard Group
10
Vanguard Group
Pennsylvania
$7.02M +$66.6K +3,271 +1%
ICOM
11
Investment Counselors of Maryland
Maryland
$6.25M
LSV Asset Management
12
LSV Asset Management
Illinois
$6.17M
Northern Trust
13
Northern Trust
Illinois
$5.37M +$187K +9,197 +4%
State Street
14
State Street
Massachusetts
$4.46M -$40.3K -1,977 -0.9%
AIS
15
AlphaOne Investment Services
Pennsylvania
$4.22M +$531K +26,086 +14%
KCM
16
Kennedy Capital Management
Missouri
$4.05M +$318K +15,599 +9%
CCM
17
Castine Capital Management
Massachusetts
$2.4M +$200K +9,800 +9%
NFA
18
Nationwide Fund Advisors
Ohio
$2.22M -$90.1K -4,423 -4%
BCM
19
Bridgeway Capital Management
Texas
$1.96M
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.88M +$120K +5,895 +7%
FG
21
FSI Group
Ohio
$1.47M +$78.5K +3,856 +6%
Renaissance Technologies
22
Renaissance Technologies
New York
$1.36M -$312K -15,300 -19%
TCIM
23
TIAA CREF Investment Management
New York
$1.32M -$120K -5,870 -8%
California Public Employees Retirement System
24
California Public Employees Retirement System
California
$1.09M +$48.9K +2,400 +5%
BIM
25
BlackRock Investment Management
Delaware
$998K +$1.61K +79 +0.2%

FISI Hedge Fund Activity: Q3 2013 in Review

76 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2013, worth a combined $177M — up 11% from $160M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FISI and 4 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 31 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $829K. The largest seller was Wellington Management Group, cutting an estimated $1.07M.

  • 76 institutional investors held Financial Institutions (FISI) as of Q3 2013, down from 78 in Q2 2013.
  • Funds reported $177M of Financial Institutions stock for Q3 2013, up 11% quarter-over-quarter.
  • 4 funds opened new Financial Institutions positions in Q3 2013 and 6 closed out, a net change of -2 holders.
  • The largest Financial Institutions buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $829K added.
  • The largest Financial Institutions seller in Q3 2013 was Wellington Management Group, an estimated $1.07M sold.

Based on aggregated 13F filings for Q3 2013.