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Financial Institutions

87 hedge funds and large institutions have $192M invested in Financial Institutions in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 34 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

5% more funds holding

Funds holding: 8387 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 34

8% less capital invested

Capital invested by funds: $209M → $192M (-$17.3M)

Holders
87
Holders Change
+4
Holders Change %
+4.82%
% of All Funds
2.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
34
Reduced
34
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$20.6M -$205K -8,900 -1%
Ameriprise
2
Ameriprise
Minnesota
$18.5M +$2.29M +99,449 +14%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$14.7M +$499K +21,675 +3%
CNBT
4
Canandaigua National Bank & Trust
New York
$13.4M +$12.4K +540 +0.1%
BIT
5
BlackRock Institutional Trust
California
$10.1M +$183K +7,950 +2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$9.92M -$743K -32,257 -7%
Vanguard Group
7
Vanguard Group
Pennsylvania
$9.1M +$144K +6,266 +2%
KCM
8
Kennedy Capital Management
Missouri
$8.12M +$1.12M +48,545 +16%
BFA
9
BlackRock Fund Advisors
California
$7.36M -$432K -18,779 -5%
LSV Asset Management
10
LSV Asset Management
Illinois
$6.7M +$500K +21,715 +8%
ICOM
11
Investment Counselors of Maryland
Maryland
$6.22M -$181K -7,850 -3%
Northern Trust
12
Northern Trust
Illinois
$5.18M -$47.4K -2,057 -0.9%
JP Morgan Chase
13
JP Morgan Chase
New York
$5.09M -$36.8K -1,600 -0.7%
State Street
14
State Street
Massachusetts
$4.95M -$47.9K -2,082 -0.9%
DRZID
15
DePrince Race & Zollo Inc (DRZ)
Florida
$4.81M -$3.47M -150,719 -41%
AIS
16
AlphaOne Investment Services
Pennsylvania
$4.49M +$4.35K +189 +0.1%
BCM
17
Bridgeway Capital Management
Texas
$2.72M +$576K +25,000 +26%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$2.33M -$69.9K -3,038 -3%
Norges Bank
19
Norges Bank
Norway
$1.97M +$2.01M +87,488 New
CRC
20
Curi RMB Capital
Illinois
$1.75M +$879K +38,162 +97%
FP
21
Foundry Partners
Minnesota
$1.67M +$483K +20,965 +39%
WA
22
Whitebox Advisors
Minnesota
$1.63M +$1.67M +72,595 New
Prudential Financial
23
Prudential Financial
New Jersey
$1.6M -$49.6K -2,153 -3%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$1.58M +$92.2K +4,003 +6%
TCIM
25
TIAA CREF Investment Management
New York
$1.52M +$99.6K +4,328 +7%

FISI Hedge Fund Activity: Q3 2014 in Review

87 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2014, worth a combined $192M — down 8.3% from $209M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FISI positions and 4 closed out — a net gain of 4 holders — while 34 added to existing stakes and 34 trimmed.

The largest buyer was Ameriprise, adding an estimated $2.29M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $7.37M.

  • 87 institutional investors held Financial Institutions (FISI) as of Q3 2014, up from 83 in Q2 2014.
  • Funds reported $192M of Financial Institutions stock for Q3 2014, down 8.3% quarter-over-quarter.
  • 8 funds opened new Financial Institutions positions in Q3 2014 and 4 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2014 was Ameriprise, an estimated $2.29M added.
  • The largest Financial Institutions seller in Q3 2014 was Bryn Mawr Capital Management Inc, an estimated $7.37M sold.

Based on aggregated 13F filings for Q3 2014.