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Financial Institutions

115 hedge funds and large institutions have $334M invested in Financial Institutions in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3% more capital invested

Capital invested by funds: $325M → $334M (+$9.05M)

0.31% more ownership

Funds ownership: 68.48%68.79% (+0.31%)

0% more funds holding

Funds holding: 115115 (0)

23% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 43

Holders
115
Holders Change
Holders Change %
0%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
33
Reduced
43
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$39M -$25.5K -844 -0.1%
BlackRock
2
BlackRock
New York
$36.5M -$602K -19,896 -2%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$27.1M +$4.44M +146,695 +20%
Vanguard Group
4
Vanguard Group
Pennsylvania
$23.2M +$353K +11,653 +2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$17.5M -$189K -6,245 -1%
LSV Asset Management
6
LSV Asset Management
Illinois
$13M -$391K -12,924 -3%
State Street
7
State Street
Massachusetts
$11.4M -$428K -14,156 -4%
CNC
8
Canandaigua National Corp
New York
$11M -$181K -5,998 -2%
Renaissance Technologies
9
Renaissance Technologies
New York
$10.5M +$3.02K +100 +0%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$9.01M -$14.9K -494 -0.2%
Northern Trust
11
Northern Trust
Illinois
$7.25M -$152K -5,008 -2%
Charles Schwab
12
Charles Schwab
California
$7.18M -$161K -5,310 -2%
ACM
13
Ategra Capital Management
Virginia
$6.72M +$303K +10,000 +5%
Prudential Financial
14
Prudential Financial
New Jersey
$6.45M -$241K -7,964 -4%
JP Morgan Chase
15
JP Morgan Chase
New York
$5.59M -$251K -8,307 -4%
BCM
16
BHZ Capital Management
California
$5.57M -$396K -13,100 -7%
Fuller & Thaler Asset Management
17
Fuller & Thaler Asset Management
California
$5.55M +$221K +7,312 +4%
FP
18
Foundry Partners
Minnesota
$5.05M +$343K +11,350 +7%
Hotchkis & Wiley Capital Management
19
Hotchkis & Wiley Capital Management
California
$4.56M -$183K -6,050 -4%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$4.46M +$239K +7,897 +6%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$4.46M +$89.6K +2,960 +2%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$4.4M -$175K -5,781 -4%
Acadian Asset Management
23
Acadian Asset Management
Massachusetts
$3.9M +$291K +9,621 +8%
BCM
24
Bridgeway Capital Management
Texas
$3.06M +$103K +3,400 +4%
EVM
25
Eaton Vance Management
Massachusetts
$2.86M

FISI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2021, worth a combined $334M — up 2.8% from $325M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 10 closed out — a net gain of 1 holder — while 33 added to existing stakes and 43 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $4.44M. The largest seller was Invesco, cutting an estimated $1.25M.

  • 115 institutional investors held Financial Institutions (FISI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $334M of Financial Institutions stock for Q3 2021, up 2.8% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q3 2021 and 10 closed out, a net change of +1 holder.
  • The largest Financial Institutions buyer in Q3 2021 was Fidelity Investments, an estimated $4.44M added.
  • The largest Financial Institutions seller in Q3 2021 was Invesco, an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2021.