First Quadrant’s Financial Institutions FISI Stock Holding History

First Quadrant’s Portfolio FISI Stock Details FISI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-8,017	Closed	-$145K	–	756
2020 Q1	$145K	Hold	8,017	–	–	0.02%	417
2019 Q4	$257K	Hold	8,017	–	–	0.02%	379
2019 Q3	$242K	Sell	8,017 -2,791	-26%	-$81.8K	0.02%	395
2019 Q2	$315K	Buy	10,808 +2,791	+35%	+$77.8K	0.02%	462
2019 Q1	$218K	Sell	8,017 -6,828	-46%	-$192K	0.02%	475
2018 Q4	$382K	Hold	14,845	–	–	0.03%	409
2018 Q3	$466K	Buy	+14,845	New	+$480K	0.01%	502
2018 Q1	–	Sell	-9,813	Closed	-$305K	–	858
2017 Q4	$305K	Hold	9,813	–	–	0.01%	650
2017 Q3	$283K	Sell	9,813 -1,236	-11%	-$34.9K	0.01%	649
2017 Q2	$329K	Buy	+11,049	New	+$350K	0.01%	608

Other funds holding FISI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

CNC

Canandaigua National Corp Canandaigua, New York $1.12B AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First Quadrant's FISI Position: Q2 2020 in Review

First Quadrant sold out of Financial Institutions (FISI) in Q2 2020, closing a stake of 8,017 shares — an estimated $145K sold.

First Quadrant first reported a position in FISI in Q2 2017 and held it in 10 quarters. The position peaked at $466K in Q3 2018. 113 funds tracked by Wall St. Rank hold FISI as of Q2 2020.

First Quadrant reported no remaining Financial Institutions position as of Q2 2020 after selling out during the quarter.
First Quadrant sold 8,017 Financial Institutions shares in Q2 2020, an estimated $145K.
First Quadrant first reported a position in Financial Institutions in Q2 2017 and held it in 10 quarters.
First Quadrant's Financial Institutions position peaked at $466K in Q3 2018.
113 funds tracked by Wall St. Rank held Financial Institutions as of Q2 2020.

Based on First Quadrant's 13F filing for Q2 2020, filed 28 Jul 2020.