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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.89M -$995K -125,874 -20%
Wells Fargo
2
Wells Fargo
California
$3.07M -$1.11M -140,253 -26%
Morgan Stanley
3
Morgan Stanley
New York
$1.25M +$254K +32,203 +25%
AA
4
Apriem Advisors
California
$855K +$89.5K +11,325 +11%
WAM
5
Wolverine Asset Management
Illinois
$752K -$86K -10,879 -10%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$309K +$940 +119 +0.3%
MIG
7
Mariner Investment Group
New York
$250K +$83K +10,502 +48%
SFS
8
Shaker Financial Services
Virginia
$244K +$250K +31,681 New
U
9
UBS
Switzerland
$181K +$146K +18,537 +374%
Stifel Financial
10
Stifel Financial
Missouri
$165K +$170K +21,480 New
CA
11
Cornerstone Advisors
North Carolina
$156K +$160K +20,214 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$114K +$4.04K +511 +4%
VKH
13
Virtu KCG Holdings
New York
$108K +$111K +14,089 New
Citadel Advisors
14
Citadel Advisors
Florida
$104K +$107K +13,567 New
LPL Financial
15
LPL Financial
California
$102K -$15.2K -1,918 -13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$94K +$23.7K +3,000 +33%
AIG
17
American International Group
New York
$70.5K
WRM
18
Westport Resources Management
Connecticut
$61K -$46.8K -5,925 -43%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$34K +$22.5K +2,850 +184%
Citigroup
20
Citigroup
New York
$30K +$30.7K +3,886 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$14K +$14.2K +1,797 New
TRCT
22
Tower Research Capital (TRC)
New York
$2K -$1.58K -200 -50%
SG Americas Securities
23
SG Americas Securities
New York
-$187K -23,766 Closed
Bank of America
24
Bank of America
North Carolina
-$8K -1,000 Closed