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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.9M +$572K +95,040 +25%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.41M -$28.9K -4,800 -2%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.02M +$767K +127,558 +335%
QCIG
4
Quad-Cities Investment Group
Iowa
$986K -$30K -4,991 -3%
CA
5
Cetera Advisors
Colorado
$824K -$41.2K -6,856 -5%
AG
6
Advisor Group
Arizona
$663K -$18.6K -3,100 -3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$642K -$11.2K -1,858 -2%
Wells Fargo
8
Wells Fargo
California
$558K -$1.21M -200,964 -69%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$353K -$96.5K -16,038 -22%
LPL Financial
10
LPL Financial
California
$335K
Morgan Stanley
11
Morgan Stanley
New York
$335K +$131K +21,852 +67%
SFC
12
SYM Financial Corp
Indiana
$261K
GLA
13
Good Life Advisors
Pennsylvania
$235K +$1.74K +289 +0.8%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$136K +$59.5K +9,897 +81%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$129K +$5.07K +843 +4%
CA
16
Calton & Associates
Florida
$120K -$17K -2,821 -13%
Stifel Financial
17
Stifel Financial
Missouri
$64K +$63.2K +10,508 New
RA
18
RFG Advisory
Alabama
$62K +$409 +68 +0.7%
UBS Group
19
UBS Group
Switzerland
$26K -$24.9K -4,141 -49%
Bank of America
20
Bank of America
North Carolina
$19K +$457 +76 +3%
ACS
21
Archford Capital Strategies
Illinois
$12K
AIM
22
Advantage Investment Management
Iowa
$6K
ASN
23
Advisory Services Network
Georgia
$6K
APA
24
American Portfolios Advisors
New York
$3.72K
IA
25
IFP Advisors
Florida
$3K +$2.51K +417 New