|
1
|
Wells Fargo
San Francisco,
California
|
$4.2M
|
+$1.1M
|
+131,195
|
+35%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$2.08M
|
-$1.77M
|
-211,220
|
-46%
|
|
|
3
|
|
$1.25M
|
-$460K
|
-54,961
|
-27%
|
|
|
4
|
Apriem Advisors
Irvine,
California
|
$951K
|
-$17.6K
|
-2,097
|
-2%
|
|
|
5
|
Baird
Milwaukee,
Wisconsin
|
$933K
|
+$935K
|
+111,606
|
New
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$575K
|
+$243K
|
+28,969
|
+73%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$520K
|
+$403K
|
+48,152
|
+310%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$275K
|
+$276K
|
+32,922
|
New
|
|
|
9
|
Doliver Advisors
Houston,
Texas
|
$176K
|
+$177K
|
+21,097
|
New
|
|
|
10
|
Stifel Financial
St. Louis,
Missouri
|
$129K
|
-$6.5K
|
-776
|
-5%
|
|
|
11
|
American International Group
New York
|
$127K
|
+$50.3K
|
+6,000
|
+66%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$120K
|
–
|
–
|
–
|
|
|
13
|
|
$104K
|
+$47K
|
+5,605
|
+82%
|
|
|
14
|
Virtu KCG Holdings
New York
|
$86K
|
+$86.5K
|
+10,329
|
New
|
|
|
15
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$64K
|
+$16.8K
|
+2,000
|
+35%
|
|
|
16
|
Westport Resources Management
Westport,
Connecticut
|
$50K
|
–
|
–
|
–
|
|
|
17
|
Ameriprise
Minneapolis,
Minnesota
|
$24K
|
–
|
–
|
–
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$5K
|
–
|
–
|
–
|
|
|
19
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$314K
|
-38,727
|
Closed
|
|
|
20
|
Eos Management LP
New York
|
–
|
-$274K
|
-33,737
|
Closed
|
|
|
21
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$187K
|
-22,997
|
Closed
|
|
|
22
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$133K
|
-16,439
|
Closed
|
|
|
23
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$15K
|
-1,797
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$1.79K
|
-214
|
-89%
|
|
