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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.92M +$108K +33,430 +6%
CPRC
2
Consolidated Portfolio Review Corp
New York
$1.6M +$1.64M +508,842 New
Morgan Stanley
3
Morgan Stanley
New York
$1.35M +$114K +35,311 +9%
SFS
4
Shaker Financial Services
Virginia
$830K +$520K +160,902 +155%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$592K -$15.9K -4,926 -3%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$531K +$24.7K +7,644 +5%
FHA
7
Flagship Harbor Advisors
Massachusetts
$440K -$6.14K -1,900 -1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$288K +$72.9K +22,548 +33%
SFC
9
SYM Financial Corp
Indiana
$265K
Osaic Holdings
10
Osaic Holdings
Arizona
$256K +$32.3K +10,000 +14%
CAG
11
Csenge Advisory Group
Florida
$227K -$11.1K -3,448 -5%
Wells Fargo
12
Wells Fargo
California
$196K +$7.54K +2,335 +4%
AC
13
Almitas Capital
California
$192K +$198K +61,254 New
GLA
14
Good Life Advisors
Pennsylvania
$161K +$1.94K +599 +1%
CA
15
Cetera Advisors
Colorado
$123K +$3.23K +1,000 +3%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$118K +$121K +37,489 New
NAS
17
NWF Advisory Services
California
$100K +$99.4K +30,750 New
BCA
18
Bay Colony Advisors
Massachusetts
$97.6K +$8.28K +2,563 +9%
IA
19
IFP Advisors
Florida
$92.1K -$3.98K -1,232 -7%
QCIG
20
Quad-Cities Investment Group
Iowa
$91.1K -$4.87K -1,508 -5%
SAM
21
Silverhawk Asset Management
Arizona
$73.2K
ASN
22
Advisory Services Network
Georgia
$63.3K
BWA
23
BDO Wealth Advisors
Florida
$55.3K -$35.7K -11,037 -39%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$53.6K +$55.1K +17,068 New
PAG
25
Private Advisor Group
New Jersey
$48.6K +$50K +15,475 New