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FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.42M -$64.6K -17,753 -5%
RVPG
2
Relative Value Partners Group
$899K +$909 +250 +0.1%
LPL Financial
3
LPL Financial
California
$869K +$22.8K +6,262 +3%
Osaic Holdings
4
Osaic Holdings
Arizona
$752K -$134K -36,930 -16%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$626K +$194K +53,199 +51%
FHA
6
Flagship Harbor Advisors
Massachusetts
$575K -$49.7K -13,669 -9%
Morgan Stanley
7
Morgan Stanley
New York
$504K -$76K -20,897 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$482K -$6.83K -1,877 -2%
MIG
9
Mariner Investment Group
New York
$428K -$52.2K -14,342 -12%
WAM
10
Wolverine Asset Management
Illinois
$323K -$166K -45,670 -36%
QCIG
11
Quad-Cities Investment Group
Iowa
$262K -$10.2K -2,816 -4%
MIAN
12
Mariner Independent Advisor Network
Kansas
$216K +$197K +54,071 New
GLA
13
Good Life Advisors
Pennsylvania
$215K +$1.66K +455 +0.9%
CA
14
Cetera Advisors
Colorado
$187K -$2.47K -680 -1%
FIA
15
FNY Investment Advisers
New York
$182K -$53.1K -14,589 -24%
SFC
16
SYM Financial Corp
Indiana
$181K – – –
BWA
17
BDO Wealth Advisors
Florida
$159K +$145K +39,742 New
ASN
18
Advisory Services Network
Georgia
$152K – – –
Stifel Financial
19
Stifel Financial
Missouri
$127K +$78.8K +21,671 +212%
Bank of America
20
Bank of America
North Carolina
$79K +$12.8K +3,525 +22%
Wells Fargo
21
Wells Fargo
California
$77K -$1.82K -500 -3%
LC
22
Lindbrook Capital
California
$72K – – –
LCM
23
Landscape Capital Management
New Jersey
$43K -$158K -43,473 -80%
WW
24
Waterfront Wealth
Kansas
$42K +$37.8K +10,403 New
HI
25
Harbour Investments
Wisconsin
$15K +$13.4K +3,690 New
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