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FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$3.92M +$337K +93,647 +10%
SCM
2
Saba Capital Management
New York
$2.4M +$1.6M +442,927 +227%
CPRC
3
Consolidated Portfolio Review Corp
New York
$2.13M -$34.2K -9,502 -2%
Morgan Stanley
4
Morgan Stanley
New York
$2.1M +$68.8K +19,085 +4%
PI
5
PFG Investments
New York
$2.09M +$2M +554,102 New
PAG
6
Private Advisor Group
New Jersey
$1.27M +$251K +69,550 +26%
MC
7
Matisse Capital
Oregon
$774K -$155K -42,972 -17%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$598K +$37.9K +10,506 +7%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$436K -$95.7K -26,547 -19%
FHA
10
Flagship Harbor Advisors
Massachusetts
$436K +$12.3K +3,400 +3%
AGM
11
Alpine Global Management
New York
$377K +$38.4K +10,654 +12%
Osaic Holdings
12
Osaic Holdings
Arizona
$307K +$8.25K +2,289 +3%
GLA
13
Good Life Advisors
Pennsylvania
$196K +$2.21K +612 +1%
RCM
14
Rivernorth Capital Management
Florida
$187K +$41K +11,387 +30%
Wells Fargo
15
Wells Fargo
California
$186K +$4.44K +1,232 +3%
NAS
16
NWF Advisory Services
California
$170K +$18.4K +5,100 +13%
SFC
17
SYM Financial Corp
Indiana
$158K -$21.9K -6,068 -13%
CAG
18
Csenge Advisory Group
Florida
$120K -$17.4K -4,834 -13%
LCM
19
Landscape Capital Management
New Jersey
$118K -$46.2K -12,819 -29%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$99.1K +$94.7K +26,274 New
MCM
21
Mendel Capital Management
Arkansas
$75.2K +$71.9K +19,940 New
ASN
22
Advisory Services Network
Georgia
$65.9K -$6.03K -1,673 -9%
VF
23
Virtu Financial
New York
$52K +$50.1K +13,892 New
KAS
24
KPP Advisory Services
Kentucky
$50.9K +$48.7K +13,500 New
CA
25
Cetera Advisors
Colorado
$50.1K -$89.7K -24,894 -65%
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