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FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
IA
1
IFP Advisors
Florida
$21.6K -$2.49K -626 -11%
SIA
2
Sit Investment Associates
Minnesota
– -$4.92M -1,145,200 Closed
LPL Financial
3
LPL Financial
California
– -$4.47M -1,039,701 Closed
SCM
4
Saba Capital Management
New York
– -$3.01M -699,009 Closed
Morgan Stanley
5
Morgan Stanley
New York
– -$2.87M -666,795 Closed
AC
6
Almitas Capital
California
– -$917K -213,254 Closed
RCM
7
Rivernorth Capital Management
Florida
– -$763K -177,521 Closed
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
– -$744K -173,046 Closed
AIA
9
Absolute Investment Advisers
Florida
– -$635K -147,697 Closed
AFG
10
Atomi Financial Group
New York
– -$570K -132,443 Closed
CL
11
CSS LLC
Illinois
– -$533K -124,039 Closed
CC
12
CF Capital
Massachusetts
– -$382K -96,932 Closed
Wells Fargo
13
Wells Fargo
California
– -$344K -79,986 Closed
NS
14
NBC Securities
Alabama
– -$309K -72,081 Closed
UPS
15
UHLMANN PRICE SECURITIES
Illinois
– -$279K -64,884 Closed
SFC
16
SYM Financial Corp
Indiana
– -$254K -59,171 Closed
Raymond James Financial
17
Raymond James Financial
Florida
– -$249K -57,855 Closed
QL
18
Quarry LP
New York
– -$245K -56,895 Closed
GLA
19
Good Life Advisors
Pennsylvania
– -$222K -51,538 Closed
Osaic Holdings
20
Osaic Holdings
Arizona
– -$204K -47,443 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
– -$134K -31,094 Closed
CAG
22
Csenge Advisory Group
Florida
– -$92.3K -23,980 Closed
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
– -$94K -21,765 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
– -$86K -19,957 Closed
MCM
25
Mendel Capital Management
Arkansas
– -$85.7K -19,940 Closed
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