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FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$4.49M +$799 +191 +0%
SIA
2
Sit Investment Associates
Minnesota
$4.26M +$3.04M +726,220 +255%
SCM
3
Saba Capital Management
New York
$2.94M -$205K -48,931 -7%
Morgan Stanley
4
Morgan Stanley
New York
$2.6M +$196K +46,924 +8%
RCM
5
Rivernorth Capital Management
Florida
$1.1M -$548K -131,154 -33%
AC
6
Almitas Capital
California
$897K +$141K +33,676 +19%
CC
7
CF Capital
Massachusetts
$756K +$751K +179,500 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$755K +$4.79K +1,146 +0.6%
AFG
9
Atomi Financial Group
New York
$484K +$28.8K +6,890 +6%
FHA
10
Flagship Harbor Advisors
Massachusetts
$439K -$27.2K -6,500 -6%
Wells Fargo
11
Wells Fargo
California
$342K +$134K +31,959 +65%
Raymond James Financial
12
Raymond James Financial
Florida
$307K +$305K +72,855 New
UPS
13
UHLMANN PRICE SECURITIES
Illinois
$267K +$6.03K +1,443 +2%
SFC
14
SYM Financial Corp
Indiana
$262K +$84.7K +20,254 +48%
CL
15
CSS LLC
Illinois
$245K +$190K +45,444 +358%
AIA
16
Absolute Investment Advisers
Florida
$221K +$220K +52,512 New
Osaic Holdings
17
Osaic Holdings
Arizona
$197K +$32.2K +7,691 +20%
GLA
18
Good Life Advisors
Pennsylvania
$179K -$269K -64,395 -60%
SFS
19
Shaker Financial Services
Virginia
$131K -$43.5K -10,404 -25%
NAS
20
NWF Advisory Services
California
$131K -$107K -25,500 -45%
Citadel Advisors
21
Citadel Advisors
Florida
$98.9K +$98.3K +23,500 New
CAG
22
Csenge Advisory Group
Florida
$95.3K -$8.36K -1,998 -8%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$92K +$91K +21,765 New
PAG
24
Private Advisor Group
New Jersey
$88.2K -$443K -106,000 -83%
QL
25
Quarry LP
New York
$85.9K +$85.3K +20,407 New
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