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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$4.92M +$585K +134,284 +13%
LPL Financial
2
LPL Financial
California
$4.47M -$120K -27,547 -3%
SCM
3
Saba Capital Management
New York
$3.01M
Morgan Stanley
4
Morgan Stanley
New York
$2.87M +$217K +49,742 +8%
AC
5
Almitas Capital
California
$917K +$401 +92 +0%
RCM
6
Rivernorth Capital Management
Florida
$763K -$369K -84,754 -32%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$744K -$27K -6,200 -3%
AIA
8
Absolute Investment Advisers
Florida
$635K +$415K +95,185 +181%
AFG
9
Atomi Financial Group
New York
$570K +$76.5K +17,555 +15%
CL
10
CSS LLC
Illinois
$533K +$287K +65,898 +113%
CC
11
CF Capital
Massachusetts
$382K -$360K -82,568 -46%
Wells Fargo
12
Wells Fargo
California
$344K -$5.18K -1,189 -1%
NS
13
NBC Securities
Alabama
$309K +$314K +72,075 +1,201,250%
UPS
14
UHLMANN PRICE SECURITIES
Illinois
$279K +$6.21K +1,425 +2%
SFC
15
SYM Financial Corp
Indiana
$254K -$13.4K -3,077 -5%
Raymond James Financial
16
Raymond James Financial
Florida
$249K -$65.4K -15,000 -21%
QL
17
Quarry LP
New York
$245K +$159K +36,488 +179%
GLA
18
Good Life Advisors
Pennsylvania
$222K +$38.8K +8,907 +21%
Osaic Holdings
19
Osaic Holdings
Arizona
$204K +$3.17K +727 +2%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$134K +$46.8K +10,747 +53%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$94K
CAG
22
Csenge Advisory Group
Florida
$92.3K +$5.83K +1,337 +6%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$86K
MCM
24
Mendel Capital Management
Arkansas
$85.7K
AFP
25
Ausdal Financial Partners
Iowa
$63.6K +$64.4K +14,788 New