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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$3.35M +$119K +19,260 +3%
AA
2
Apriem Advisors
California
$985K -$46.5K -7,520 -4%
Morgan Stanley
3
Morgan Stanley
New York
$785K -$59.7K -9,643 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$599K -$61.7K -9,970 -9%
AIG
5
American International Group
New York
$339K +$357K +57,700 New
IH
6
IFC Holdings
Florida
$274K +$107K +17,340 +64%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$229K +$242K +39,075 New
WRM
8
Westport Resources Management
Connecticut
$139K +$144K +23,303 +5,202%
Bank of America
9
Bank of America
North Carolina
$91K +$79.2K +12,804 +473%
CIA
10
Capital Investment Advisors
Georgia
$77K -$17.3K -2,800 -18%
BW
11
Bison Wealth
Georgia
$73K +$291 +47 +0.4%
LPL Financial
12
LPL Financial
California
$69K -$13.5K -2,182 -16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$52K -$36.6K -5,909 -40%
SF
14
Synovus Financial
Georgia
$39K
BFEC
15
Benjamin F. Edwards & Company
Missouri
$38K -$4.64K -750 -10%
UBS Group
16
UBS Group
Switzerland
$22K -$97.4K -15,737 -81%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$5K -$2.32K -375 -31%
TRCT
18
Tower Research Capital (TRC)
New York
$2K +$2.28K +368 New
Baird Financial Group
19
Baird Financial Group
Wisconsin
-$803K -124,145 Closed
WAM
20
Wolverine Asset Management
Illinois
-$414K -64,087 Closed
TC
21
TFS Capital
Pennsylvania
-$75K -11,659 Closed
DA
22
Doliver Advisors
Texas
-$66K -10,248 Closed
CTB
23
Country Trust Bank
Illinois
-$3K -500 Closed