Benjamin F. Edwards & Company’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Benjamin F. Edwards & Company’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-500	Closed	-$3K	–	1628
2017 Q4	$3K	Buy	+500	New	+$3.27K	﹤0.01%	1431
2016 Q2	–	Sell	-6,550	Closed	-$40K	–	1099
2016 Q1	$40K	Hold	6,550	–	–	0.01%	555
2015 Q4	$36K	Hold	6,550	–	–	0.01%	580
2015 Q3	$38K	Sell	6,550 -750	-10%	-$4.64K	0.01%	579
2015 Q2	$47K	Hold	7,300	–	–	0.01%	614
2015 Q1	$55K	Buy	7,300 +200	+3%	+$1.51K	0.01%	548
2014 Q4	$56K	Sell	7,100 -600	-8%	-$4.81K	0.01%	496
2014 Q3	$64K	Buy	7,700 +2,000	+35%	+$16.8K	0.02%	471
2014 Q2	$46K	Buy	5,700 +1,300	+30%	+$9.97K	0.01%	481
2014 Q1	$34K	Buy	4,400 +2,850	+184%	+$22.5K	0.01%	497
2013 Q4	$12K	Buy	1,550 +71	+5%	+$574	﹤0.01%	618
2013 Q3	$12K	Buy	+1,479	New	+$12.3K	﹤0.01%	574

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

QCIG

Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SFC

SYM Financial Corp Winona Lake, Indiana $1.24B AUM 25.26% 1-Year Est. Return

Benjamin F. Edwards & Company's FGB Position: Q1 2018 in Review

Benjamin F. Edwards & Company sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q1 2018, closing a stake of 500 shares — an estimated $3K sold.

Benjamin F. Edwards & Company first reported a position in FGB in Q3 2013 and held it in 12 quarters. The position peaked at $64K in Q3 2014. 26 funds tracked by Wall St. Rank hold FGB as of Q1 2018.

Benjamin F. Edwards & Company reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q1 2018 after selling out during the quarter.
Benjamin F. Edwards & Company sold 500 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2018, an estimated $3K.
Benjamin F. Edwards & Company first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q3 2013 and held it in 12 quarters.
Benjamin F. Edwards & Company's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $64K in Q3 2014.
26 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2018.

Based on Benjamin F. Edwards & Company's 13F filing for Q1 2018, filed 17 Apr 2018.